Christopher W. Cercy

FIERCE FINANCIAL GROUP LLC

MIAMI BEACH, FL 33139

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CRD#: 6692067

Professional summary

Christopher W Cercy, CFP®, who also goes by Chris Cercy, is a registered financial advisor currently at FIERCE FINANCIAL GROUP LLC located in Miami Beach, Florida.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Christopher has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chris Cercy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher W Cercy's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

December 21, 2018 - Present

FIERCE FINANCIAL GROUP LLC

Office #1: 1680 Michigan Avenue Suite 1000, Miami Beach, FL 33139

RIA

CRD#: 299467

MIAMI BEACH, FL

Past

July 3, 2017 - October 15, 2018

BROOKSTONE WEALTH ADVISORS, LLC

RIA

CRD#: 137658

Winston Salem,, NC

Past

July 3, 2017 - October 15, 2018

BROOKSTONE ASSET MANAGEMENT, LLC

RIA

CRD#: 153467

Winston Salem, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(2/22/2022)

IAR

North Carolina
(12/21/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/3/2017

Uniform Investment Adviser Law Examination

Current Firm

FIERCE FINANCIAL GROUP LLC

FIERCE FINANCIAL GROUP | FIERCE FINANCIAL GROUP LLC

CRD#: 299467 / SEC#:

Florida

Registered Investment Advisory firm - (2/22/2022 Approved)

North Carolina

Registered Investment Advisory firm - (12/21/2018 Approved)

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Contact information

Main Address

1680 Michigan Avenue Suite 1000, Miami Beach, FL 33139

Mailing Address

Phone number

+1 (305) 799-8555

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	31
AUM (Assets Under Management)	$ 36,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Christopher W. Cercy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher W Cercy's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIERCE FINANCIAL GROUP LLC

BROOKSTONE WEALTH ADVISORS, LLC

BROOKSTONE ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/3/2017

Current Firm

FIERCE FINANCIAL GROUP LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FIERCE FINANCIAL GROUP LLC

TRUST BUT VERIFY

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