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KS

Katelyn Smith

CAMPBELL FINANCIAL SERVICES
BALTIMORE, MD 21209
Some features on this profile are disabled
CRD#: 6691959
KS

Professional summary

Katelyn Smith, who also goes by Kate Elizabeth Ely, Katelyn Elizabeth Ely, Katelyn Ely, Kate Elizabeth Smith, Kate Smith, Katelyn Elizabeth Smith, is a registered financial professional currently at CAMPBELL FINANCIAL SERVICES, LLC located in Baltimore, Maryland.

Katelyn is registered as a RR (Registered Representative) and started their career in finance in 2018. Katelyn has worked at 1 firm and has passed the Series 63, SIE, Series 7 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Kate Elizabeth Ely | Katelyn Elizabeth Ely | Katelyn Ely | Kate Elizabeth Smith | Kate Smith | Katelyn Elizabeth Smith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Katelyn Smith's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 19, 2018 - Present

CAMPBELL FINANCIAL SERVICES, LLC

Office #1: 2850 Quarry Lake Drive, Ste. 100, Baltimore, MD 21209
BD
CRD#: 42953
BALTIMORE, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(10/18/2021)
RR
Connecticut
(10/18/2021)
RR
Delaware
(11/2/2018)
RR
Florida
(9/19/2018)
RR
Indiana
(11/2/2018)
RR
Maine
(10/18/2021)
RR
Maryland
(9/19/2018)
RR
Massachusetts
(10/18/2021)
RR
Michigan
(11/2/2018)
RR
New Hampshire
(10/18/2021)
RR
New Jersey
(11/2/2018)
RR
New York
(10/18/2021)
RR
Ohio
(9/19/2018)
RR
Pennsylvania
(11/2/2018)
RR
Puerto Rico
(9/19/2018)
RR
Rhode Island
(10/18/2021)
RR
Vermont
(10/18/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 11/2/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/19/2018
General Securities Representative Examination
General Industry/Product Exam
RR
Series 3
Date: 6/18/2018
National Commodity Futures Examination
SRO Registrations
RR
FINRA

Current Firm

CF
CAMPBELL FINANCIAL SERVICES, LLC
CAMPBELL FINANCIAL SERVICES, INC. | CAMPBELL FINANCIAL SERVICES, LLC

CRD#: 42953 / SEC#: , 8-50119

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
2850 Quarry Lake Drive, Ste. 100, Baltimore, MD 21209
Mailing Address
2850 Quarry Lake Drive, Baltimore, MD 21209
Phone number
(410) 413-2600
Established
Maryland since 03/18/1997
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CAMPBELL & COMPANY, LPOWNER
LLOYD, THOMAS PAGEDIRECTOR, PRESIDENT, SECRETARY & CHIEF COMPLIANCE OFFICER4001249
MCANDREW, JAYMEECHIEF FINANCIAL OFFICER & TREASURER7497549
RADLE, JOHN ROBERTDIRECTOR & CHIEF OPERATING OFFICER2046095

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CAMPBELL FINANCIAL SERVICES, LLC

CRD#: 42953Baltimore, MD 21209

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