Jocelyn Amanda Beckett
Professional Summary
Jocelyn Amanda Beckett, who also goes by Jocelyn Amanda Beckett, Jocelyn A Doucette Beckett Ray, Jocelyn A. Doucette, Jocelyn Amanda Ray, is a registered financial advisor currently at RAYMOND JAMES (USA) LTD.. Jocelyn is registered as a RR (Registered Representative) and started their career in finance in 2017. Jocelyn has worked at 3 firms and has passed the Series 63, Series 79TO, SIE, Series 38, Series 14 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jocelyn Amanda Beckett, Jocelyn A Doucette Beckett Ray, Jocelyn A. Doucette, Jocelyn Amanda Ray
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
9 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
GOEPEL MCDERMID (USA) INC. | RAYMOND JAMES LTD (USA), INC. | RAYMOND JAMES (USA) LTD. | RAYMOND JAMES (USA) LTD | GOEPEL, SHIELDS & PARTNERS USA, INC.
Contact Information
Main Address
925 West Georgia Street - 2100, Vancouver, V6C3L2Mailing Address
925 West Georgia Street - 2100, Vancouver, B.c., V6C 3L2Phone Number
(604) 659-8200Firm Type
CorporationFiscal Year End
SeptemberFirm Size
Medium# of Employees
175SEC notice filing (36 States and Territories)
Registered to provide investment advisory services in 36 US states and territories.
FINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 36 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RAYMOND JAMES LTD. | OWNER | — |
| AYYUB, HARRIS | SR. MANAGER & CHIEF COMPLIANCE OFFICER (ACTING) | 7789868 |
| BALEZENTIS, PATRICIA | DIRECTOR | 2262711 |
| BARKO, SHAWN JOSEPH | DIRECTOR | 2690394 |
| BOYLE, SEAN PATRICK | DIRECTOR | 5517025 |
| LIM, CHRISTOPHER JOHN | CHIEF FINANCIAL OFFICER | 6090679 |
| MARCUS, STEVEN ROBERT | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2820004 |
| SERBANOS, EFSTRATIOS MICHAEL | GENERAL COUNSEL | 2267667 |
Regulatory Assets Under Management
Total Number of Accounts
4,869AUM (Assets Under Management)
$1,991,381,912Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
GOEPEL MCDERMID (USA) INC. | RAYMOND JAMES LTD (USA), INC. | RAYMOND JAMES (USA) LTD. | RAYMOND JAMES (USA) LTD | GOEPEL, SHIELDS & PARTNERS USA, INC.
State Registrations and Notice Filings
(7/3/2020)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2020About the Series 79TO examSeries 38 — Canada Module of the General Securities Registered Representative (Without Options Questions)
Passed Apr 2017SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Jocelyn Amanda Beckett's CRS (Customer Relationship Summary).
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