Andrew B. Castleberry

TRUFP

Cumming, GA 30040

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CRD#: 6691690

Professional summary

Andrew Bruce Castleberry, CFP®, who also goes by Andrew B Castleberry, is a registered financial advisor currently at TRUFP located in Cumming, Georgia.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Andrew has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andrew B Castleberry

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Bruce Castleberry's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

January 2, 2019 - Present

TRUFP

Office #1: 327 Dahlonega Street, Suite 503 Pmb 538, Cumming, GA 30040

RIA

CRD#: 299212

Cumming, GA

Past

January 2, 2018 - December 31, 2018

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Cumming, GA

Past

January 2, 2018 - December 31, 2018

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

CUMMING, GA

Past

May 9, 2017 - December 13, 2017

E*TRADE SECURITIES LLC

CRD#: 29106

ALPHARETTA, GA

Past

October 18, 2016 - February 2, 2017

EDWARD JONES

RIA

CRD#: 250

CUMMING, GA

Past

September 28, 2016 - February 2, 2017

EDWARD JONES

CRD#: 250

CUMMING, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRUFP

INVESTMENT PLANNING ADVISORS | TRUFP

CRD#: 299212 / SEC#: 801-117561

RIA

Registered Investment Advisory firm - (10/30/2019 Approved)

Georgia

Registered Investment Advisory firm - (12/6/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(1/2/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/15/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/28/2016

General Securities Representative Examination

Current Firm

TRUFP

INVESTMENT PLANNING ADVISORS | TRUFP

CRD#: 299212 / SEC#: 801-117561

RIA

Registered Investment Advisory firm - (10/30/2019 Approved)

Georgia

Registered Investment Advisory firm - (12/6/2019 Terminated)

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Contact information

Main Address

327 Dahlonega Street, Suite 503 Pmb 538, Cumming, GA 30040

Mailing Address

Phone number

(770) 205-4394

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP BROCHURE (5/5/2025)

FORM ADV PART 2A (5/5/2025)

Regulatory assets under management

Total Number of Accounts	2,275
AUM (Assets Under Management)	$ 334,137,900

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Andrew B. Castleberry

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Bruce Castleberry's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

E*TRADE SECURITIES LLC

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

TRUFP

State Registrations and Notice Filings

Exams

Series 66

Date: 10/15/2016

SIE

Date: 10/1/2018

Series 7

Date: 9/28/2016

Current Firm

TRUFP

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRUFP

TRUST BUT VERIFY

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