Bronson Garcia Scott
Professional Summary
Bronson Garcia Scott, who also goes by Bronson Garcia Scott, Bronson Scott, is a registered financial advisor currently at PERSHING LLC located in New York, New York and BNY MELLON CAPITAL MARKETS, LLC located in New York, New York. Bronson is registered as a RR (Registered Representative) and started their career in finance in 2016. Bronson has worked at 3 firms and has passed the Series 63, Series 57TO, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Bronson Garcia Scott, Bronson Scott
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Contact Information
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Disclosures on record.
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Years of Experience
10 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
BNY CAPITAL MARKETS | MELLON INVESTMENT PRODUCTS COMPANY | MELLON FINANCIAL SERVICES CORPORATION | MELLON FINANCIAL MARKETS, LLC | MELLON FINANCIAL MARKETS, INC. | BNY MELLON CAPITAL MARKETS, LLC
Contact Information
Main Address
240 Greenwich Street, New York, NY 10286Mailing Address
240 Greenwich Street 3rd Floor, New York, NY 10286Phone Number
(212) 815-4972Established
Delaware since 12/29/1999Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
MediumFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BNY CAPITAL MARKETS HOLDINGS, INC. | SOLE SHAREHOLDER | — |
| DAVID, ERIC CIMARRON | CHIEF OPERATIONS OFFICER (COO), PRINCIPAL OPERATIONS OFFICER | 3132045 |
| DUFFANY, STEPHEN JOHN | CHIEF FINANCIAL OFFICER (CFO), PRINCIPAL FINANCIAL OFFICER (PFO) | 2535640 |
| HIGGINS, ALISON MATTHESEN | BOARD OF MANAGERS, CHIEF COMPLIANCE OFFICER (CCO) | 6718782 |
| KLINGER, DANIEL ADAM | BOARD OF MANAGERS | 2983871 |
| LYNCH, ROBERT E | BOARD OF MANAGERS, CO-CHIEF EXECUTIVE OFFICER (CO-CEO) | 2981333 |
| MCCORMICK, JEFFREY | BOARD OF MANAGERS | 5261504 |
| SKOKO, DRAGAN | BOARD OF MANAGERS, CO-CHIEF EXECUTIVE OFFICER (CO-CEO) | 4394961 |
Disclosures
Regulatory Event
25Arbitration
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(6/18/2024)
(9/19/2022)
Exams
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CRS (Client Relationship Summary) - BD
Click below to view Bronson Garcia Scott's CRS (Customer Relationship Summary).
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