NB
Natalie J. Bowlus
IFM (US) SECURITIES
New York, NY 10036
Some features on this profile are disabled
CRD#: 6691484
NB
Professional summary
Natalie Joyce Bowlus, who also goes by Natalie Bowlus, is a registered financial professional currently at IFM (US) SECURITIES, LLC located in New York, New York.
Natalie is registered as a RR (Registered Representative) and started their career in finance in 2016. Natalie has worked at 2 firms and has passed the Series 63, Series 79TO, Series 7TO, SIE and Series 79 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Natalie Bowlus
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Natalie Joyce Bowlus's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 14, 2022 - Present
IFM (US) SECURITIES, LLC
Office #1: 114 West 47th Street 19th Floor, New York, NY 10036BD
CRD#: 166325
New York, NY
Past
December 7, 2016 - December 22, 2020
CIBC WORLD MARKETS CORP.
BD
CRD#: 630
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/11/2024)
RR
Alaska(10/11/2024)
RR
Arizona(10/11/2024)
RR
Arkansas(10/11/2024)
RR
California(10/11/2024)
RR
Colorado(10/11/2024)
RR
Connecticut(11/22/2023)
RR
Delaware(11/22/2023)
RR
District of Columbia(11/22/2023)
RR
Florida(11/22/2023)
RR
Georgia(11/22/2023)
RR
Hawaii(10/11/2024)
RR
Idaho(10/11/2024)
RR
Illinois(10/11/2024)
RR
Indiana(10/11/2024)
RR
Iowa(10/11/2024)
RR
Kansas(10/11/2024)
RR
Kentucky(10/11/2024)
RR
Louisiana(10/11/2024)
RR
Maine(11/22/2023)
RR
Maryland(11/22/2023)
RR
Massachusetts(11/22/2023)
RR
Michigan(10/11/2024)
RR
Minnesota(10/11/2024)
RR
Mississippi(10/11/2024)
RR
Missouri(10/11/2024)
RR
Montana(10/11/2024)
RR
Nebraska(10/11/2024)
RR
Nevada(10/11/2024)
RR
New Hampshire(11/22/2023)
RR
New Jersey(11/22/2023)
RR
New Mexico(10/11/2024)
RR
New York(3/14/2022)
RR
North Carolina(11/22/2023)
RR
North Dakota(10/11/2024)
RR
Ohio(10/14/2024)
RR
Oklahoma(10/11/2024)
RR
Oregon(10/11/2024)
RR
Pennsylvania(11/22/2023)
RR
Rhode Island(11/22/2023)
RR
South Carolina(11/22/2023)
RR
South Dakota(10/11/2024)
RR
Tennessee(10/11/2024)
RR
Texas(10/11/2024)
RR
Utah(10/11/2024)
RR
Vermont(11/22/2023)
RR
Virginia(11/22/2023)
RR
Washington(10/11/2024)
RR
West Virginia(10/11/2024)
RR
Wisconsin(10/11/2024)
RR
Wyoming(10/11/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 3/28/2024
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 7TO
Date: 3/14/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
I(
IFM (US) SECURITIES, LLC
IFM (US) SECURITIES, LLC
CRD#: 166325 / SEC#: , 8-69201
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
114 West 47th Street 19th Floor, New York, NY 10036
Mailing Address
114 West 47th Street 19th Floor, New York, NY 10036
Phone number
(212) 784-2260
Established
Delaware since 11/19/2012
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| IFM INVESTORS (US), LLC | MEMBER | |
| GARCIA, JULIO FRANCISCO | DIRECTOR | 2910097 |
| GEORGARAKIS, DIMITRIOS | CHIEF OPERATING OFFICER | 6917695 |
| GRUBER, RICHARD EDWARD | CHIEF COMPLIANCE OFFICER | 5256033 |
| KIRSCHENBLAT, CHAD ETHAN | FINANCIAL AND OPERATIONS PRINCIPAL | 2503352 |
| MODY, ANDREA CRAWFORD | CHIEF EXECUTIVE OFFICER | 5409587 |
| RANDALL, RICHARD ALLEN | DIRECTOR | 5395562 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
