Taylor R. Dalby
Professional summary
Taylor Richard Dalby is a registered financial professional currently at CONCHO TRANSACTIONS located in Spring, Texas.
Taylor is registered as a RR (Registered Representative) and started their career in finance in 2016. Taylor has worked at 3 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 50, Series 79, Series 7, Series 52 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Taylor Richard Dalby's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 7, 2026 - Present
CONCHO TRANSACTIONS
Office #1: 30 Umbria Ln, Spring, TX 77382May 19, 2022 - May 3, 2023
BLOOM SECURITIES, LLC
September 26, 2016 - September 28, 2017
RBC CAPITAL MARKETS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 7/7/2026
Operations Professional ExaminationSeries 79TO
Date: 5/19/2022
Investment Banking Registered Representative ExaminationFINRA
Current Firm
CONCHO TRANSACTIONS
CRD#: 339157 / SEC#: , 8-71462
Contact information
Documents
Red Flags
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Company Information
CONCHO TRANSACTIONS
CRD#: 339157Spring, TX 77382TRUST BUT VERIFY
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