RG
Ryan R. Gresmer
PNC WEALTH MANAGEMENT LLC
Madison, WI
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CRD#: 6691254
RG
Professional summary
Ryan Robert Gresmer, who also goes by Ryan R Gresmer, Ryan Gresmer, is a registered financial advisor currently at PNC WEALTH MANAGEMENT LLC located in Madison, Wisconsin.
Ryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Ryan has worked at 4 firms and has passed the Series 63, Series 66, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ryan R Gresmer | Ryan Gresmer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Name: Cabelas/ Bass Pro LLC / Job Title: Retail Outfitter- Firearms Sales / Job responsibilities: POSITION SUMMARY: Performs various Selling and Customer Service activities, to include greeting and acknowledging all customers in a prompt and friendly manner, handling merchandise with care providing information, assistance, and direction to customers. ESSENTIAL FUNCTIONS: Supports a strong commitment to world class customer service and ensures a pleasant and productive shopping experience for all customers, Insure a pleasant and productive shopping experience for all customers, Demonstrate product to customers, Replenish product on shelves as required per merchandising guidelines, Remains product expert through ongoing product knowledge training, Knowledgeable of advertised sales; maintain pricing and signing, Assist with Seasonal floor merchandise moves, Restock merchandise as required, Keeps work area clean, neat and well stocked with supplies, Follows all Company Policies and Procedures, Provide a legendary experience for every customer, every time by assisting customers in making buying decisions by: Identifying and evaluating customers' needs, Making product recommendations based off of this analysis, Promoting programs including, but not limited to CLUB Membership, VOC and In-Store Pick-up / State: Wisconsin / Website Address (if known): https://www.cabelas.com / Additional Comments: This is part time employment at night and on the weekends, which would not interfere with my job duties at PNC. My employment started with Cabelas in September of 2021. //
CRS (Client Relationship Summary) - RIA
Click below to view Ryan Robert Gresmer's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Ryan Robert Gresmer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 21, 2022 - Present
PNC WEALTH MANAGEMENT LLC
RIA
BD
CRD#: 129052
Madison, WI
Current
May 11, 2022 - Present
PNC WEALTH MANAGEMENT LLC
Office #1: 249 Fifth Avenue Floor 29, Pittsburgh, PA 15222RIA
BD
CRD#: 129052
Pittsburgh, PA
Past
March 24, 2020 - December 3, 2020
WEALTHSPIRE RETIREMENT ADVISORY
RIA
CRD#: 121254
Madison, WI
Past
March 5, 2019 - April 8, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
MADISON, WI
Past
January 2, 2019 - April 8, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
MADISON, WI
Past
May 22, 2017 - September 11, 2018
U.S. BANCORP INVESTMENTS, INC.
BD
CRD#: 17868
MADISON, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PNC WEALTH MANAGEMENT LLC
PNC INVESTMENTS | PNC WEALTH MANAGEMENT LLC | PNC WEALTH MANAGEMENT | PNC INVESTMENTS LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
RIA
Registered Investment Advisory firm - SEC (9/17/2003 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/16/2022)
RR
Alaska(6/20/2022)
RR
Arizona(6/27/2022)
RR
Arkansas(6/20/2022)
RR
California(6/17/2022)
RR
Colorado(6/30/2022)
RR
Connecticut(6/16/2022)
RR
Delaware(6/27/2022)
RR
District of Columbia(6/28/2022)
RR
Florida(6/17/2022)
RR
Georgia(6/21/2022)
RR
Hawaii(9/30/2022)
RR
Idaho(6/23/2022)
RR
Illinois(6/29/2022)
RR
Indiana(7/18/2022)
RR
Iowa(6/16/2022)
RR
Kansas(6/21/2022)
RR
Kentucky(6/16/2022)
RR
Louisiana(6/21/2022)
RR
Maine(6/17/2022)
RR
Maryland(6/21/2022)
RR
Michigan(6/21/2022)
RR
Minnesota(6/23/2022)
RR
Mississippi(6/21/2022)
RR
Missouri(6/16/2022)
RR
Montana(6/16/2022)
RR
Nebraska(6/17/2022)
RR
Nevada(6/28/2022)
RR
New Hampshire(6/23/2022)
RR
New Jersey(8/17/2022)
RR
New Mexico(6/17/2022)
RR
New York(6/21/2022)
RR
North Carolina(6/23/2022)
RR
North Dakota(6/20/2022)
RR
Ohio(6/21/2022)
RR
Oklahoma(6/20/2022)
RR
Oregon(6/23/2022)
RR
Pennsylvania(6/14/2022)
RR
Rhode Island(6/23/2022)
RR
South Carolina(6/20/2022)
RR
South Dakota(7/26/2022)
RR
Tennessee(6/17/2022)
RR
Texas(6/21/2022)
RR
Utah(6/17/2022)
RR
Vermont(6/16/2022)
RR
Virginia(6/16/2022)
RR
Washington(6/16/2022)
RR
West Virginia(6/23/2022)
IAR
Wisconsin(4/21/2022)
RR
Wisconsin(5/12/2022)
RR
Wyoming(7/6/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/10/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PW
PNC WEALTH MANAGEMENT LLC
PNC INVESTMENTS | PNC WEALTH MANAGEMENT LLC | PNC WEALTH MANAGEMENT | PNC INVESTMENTS LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
RIA
Registered Investment Advisory firm - SEC (9/17/2003 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
300 Fifth Avenue 26th Floor, Pittsburgh, PA 15222-2722
Mailing Address
1900 E. 9th Street 17th Floor, Cleveland, OH 44114
Phone number
(800) 762-6111
Established
Delaware since 09/17/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,585
SEC notice filing (53 States and Territories)
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PNC BANK, NATIONAL ASSOCIATION | PARENT | |
| BARNHART, TODD MARTIN | BOARD OF MANAGERS | 6166298 |
| FLYNN, SEAN | CHIEF COMPLIANCE OFFICER & BOARD OF MANAGERS | 2790159 |
| GUERRINI, RICHARD ROBERT | PRESIDENT, CEO, BOARD OF MANAGERS | 1990015 |
| HOLODINSKI, JOHN PAUL | BOARD OF MANAGERS | 2494707 |
| MITCHELL, JESSICA | BOARD OF MANAGERS | 6624246 |
| RAMOS, REGIS RESENDE | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, FINOP | 5205169 |
| RICHARDSON, MARGARET MARY | CHIEF OPERATING OFFICER/BOARD OF MANAGERS | 6002933 |
| RODGERS, STEPHANIE ELIZABETH | BOARD OF MANAGERS & SECRETARY | 6004741 |
| SANTILLO, ROBERT WILSON | BOARD OF MANAGERS | 5379581 |
| SCHAFER, DAVID JOSEPH | CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER | 1368781 |
| THOMPSON, LEIGH CHASE | CHIEF LEGAL OFFICER | 6534162 |
| WEIDNER, KIMBERLY LYNN | CHIEF RISK OFFICER & BOARD OF MANAGERS | 4080314 |
Regulatory assets under management
| Total Number of Accounts | 157,533 |
| AUM (Assets Under Management) | $ 26,533,775,810 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 6 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2024 | ||
| 09/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
