Cory L. Taibleson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cory Lee Taibleson, who also goes by Cory L Taibleson, Cory Taibleson, was a registered financial professional .
Cory is a previously registered financial professional and started their career in finance in 2017. Cory had worked at 5 firms and has passed the Series 65, Series 66, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 19, 2023 - January 25, 2024
GELLER ADVISORS LLC
February 22, 2021 - January 19, 2022
ALLIANCEBERNSTEIN L.P.
February 22, 2021 - January 19, 2022
SANFORD C. BERNSTEIN & CO., LLC
January 13, 2021 - February 25, 2021
VANGUARD ADVISERS, INC.
February 8, 2017 - February 25, 2021
VANGUARD MARKETING CORPORATION
Primary Firm SEC Registration
GELLER ADVISORS LLC
CRD#: 134062 / SEC#: 801-64033
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/6/2020
General Securities Representative ExaminationCurrent Firm
GELLER ADVISORS LLC
CRD#: 134062 / SEC#: 801-64033
Contact information
SEC notice filing (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 797 |
| AUM (Assets Under Management) | $ 5,911,757,864 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/29/2024 | ||
| 09/28/2023 | ||
| 12/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
