Cal C. Cacciaguida

STERLING FINANCIAL PLANNING

Sparta, NJ 07871-2608

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CRD#: 6690980

Professional summary

Cal Christopher Cacciaguida, CFP®, who also goes by Cal C Cacciaguida, Cal Cacciaguida, is a registered financial advisor currently at STERLING FINANCIAL PLANNING INC located in Sparta, New Jersey.

Cal is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Cal has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Cal C Cacciaguida | Cal Cacciaguida

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Summit Financial, LLC Investment Related. 4 Campus Drive, Parsippany NJ, 07054. RIA, started as a Junior Associate, 9/2018; Title changed 12/30/2019 to Associate Wealth Advisor; 95hrs/mo, 5 hrs during trading hours. Put together reports and other administrative responsibilities.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cal Christopher Cacciaguida's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2021

Experience

Current

August 15, 2023 - Present

STERLING FINANCIAL PLANNING INC

Office #1: 60 Blue Heron Road, Suite 201, Sparta, NJ 07871-2608

RIA

CRD#: 108664

Sparta, NJ

Past

December 21, 2018 - June 30, 2023

SUMMIT FINANCIAL, LLC

RIA

CRD#: 299322

PARSIPPANY, NJ

Past

December 12, 2018 - December 21, 2018

SUMMIT EQUITIES, INC.

RIA

CRD#: 11039

Parsippany, NJ

Past

October 8, 2018 - July 3, 2023

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Parsippany, NJ

Past

September 17, 2018 - October 10, 2018

SUMMIT EQUITIES, INC.

CRD#: 11039

PARSIPPANY, NJ

Past

July 23, 2018 - August 21, 2018

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

PARSIPPANY, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STERLING FINANCIAL PLANNING INC

CRD#: 108664 / SEC#: 801-56025

RIA

Registered Investment Advisory firm - (11/10/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(8/15/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/3/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/23/2018

General Securities Representative Examination

Current Firm

STERLING FINANCIAL PLANNING INC

CRD#: 108664 / SEC#: 801-56025

RIA

Registered Investment Advisory firm - (11/10/1998 Approved)

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Contact information

Main Address

60 Blue Heron Road, Suite 201, Sparta, NJ 07871-2608

Mailing Address

Phone number

(973) 729-1234

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	1,602
AUM (Assets Under Management)	$ 671,921,507

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Cal C. Cacciaguida

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cal Christopher Cacciaguida's CRS (Customer Relationship Summary).

Certified licenses

Experience

SUMMIT FINANCIAL, LLC

SUMMIT EQUITIES, INC.

PURSHE KAPLAN STERLING INVESTMENTS

SUMMIT EQUITIES, INC.

SECURIAN FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

STERLING FINANCIAL PLANNING INC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/3/2018

SIE

Date: 10/1/2018

Series 7

Date: 7/23/2018

Current Firm

STERLING FINANCIAL PLANNING INC

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STERLING FINANCIAL PLANNING INC

TRUST BUT VERIFY

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