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HB

Harley M. Borish

MADISON PAIGE SECURITIES LLC
New York, NY 10004
Some features on this profile are disabled
CRD#: 6690969
HB

Professional summary

Harley Michael Borish, who also goes by Harley Borish, is a registered financial professional currently at MADISON PAIGE SECURITIES LLC located in New York, New York.

Harley is registered as a RR (Registered Representative) and started their career in finance in 2016. Harley has worked at 3 firms and has passed the Series 63, Series 65, Series 82TO, SIE and Series 3 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Harley Borish

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Harley Michael Borish's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 26, 2025 - Present

MADISON PAIGE SECURITIES LLC

Office #1: 42 Broadway, Suite 12-129, New York, NY 10004
BD
CRD#: 226538
New York, NY
Past

June 9, 2022 - July 25, 2023

AEGIS CAPITAL CORP.

BD
CRD#: 15007
NEW YORK, NY
Past

August 26, 2016 - June 26, 2017

QUANTUM FINANCIAL PARTNERS LLC

RIA
CRD#: 138112
Omaha, NE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(2/26/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 12/1/2022
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 8/25/2016
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 6/9/2022
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
SIE
Date: 2/1/2022
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 3/2/2017
National Commodity Futures Examination
SRO Registrations
RR
FINRA

Current Firm

MP
MADISON PAIGE SECURITIES LLC
MADISON PAIGE SECURITIES LLC

CRD#: 226538 / SEC#: , 8-69621

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
42 Broadway, Suite 12-129, New York, NY 10004
Mailing Address
42 Broadway, Suite 12-129, New York, NY 10004
Phone number
(917) 968-2156
Established
New York since 07/15/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
FONTANILLA, DAVID AARONCEO/CCO4237116
PALMER, MICHAEL R.MEMBER4545584
ROTHENBERG, SHARI PCFO/FINOP6590875

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MADISON PAIGE SECURITIES LLC

CRD#: 226538New York, NY 10004

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