Arturo Mendez Vega
Professional summary
Arturo Mendez Vega, who also goes by Arturo Mendez, Arturo Mendezvega, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Madera, California and EMPOWER FINANCIAL SERVICES, INC. located in Woodinville, Washington.
Arturo is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Arturo has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Arturo Mendez Vega's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 28, 2023 - Present
EMPOWER ADVISORY GROUP, LLC
July 21, 2023 - Present
EMPOWER FINANCIAL SERVICES, INC.
February 7, 2023 - June 16, 2023
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
August 31, 2016 - February 6, 2023
VANGUARD MARKETING CORPORATION
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/21/2023)
(9/28/2023)
(7/21/2023)
(7/21/2023)
Exams
FINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
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