MS
Michael B. Schwartz
DECKER RETIREMENT PLANNING
Renton, WA 98057
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CRD#: 6690653
MS
Professional summary
Michael Bishop Schwartz is a registered financial advisor currently at DECKER RETIREMENT PLANNING INC. located in Renton, Washington.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Michael has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Bishop Schwartz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 23, 2024 - Present
DECKER RETIREMENT PLANNING INC.
Office #1: 1201 Monster Rd Sw, Renton, WA 98057RIA
CRD#: 284281
Renton, WA
Past
November 14, 2023 - February 20, 2024
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
BELLEVUE, WA
Past
August 31, 2020 - December 19, 2022
CENTAURUS FINANCIAL, INC.
BD
CRD#: 30833
MERCER ISLAND, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DR
DECKER RETIREMENT PLANNING INC.
DECKER RETIREMENT PLANNING INC.
CRD#: 284281 / SEC#: 801-120733
RIA
Registered Investment Advisory firm - (4/7/2021 Approved)California
Registered Investment Advisory firm - (6/17/2021 Terminated)Idaho
Registered Investment Advisory firm - (4/14/2021 Terminated)Nevada
Registered Investment Advisory firm - (6/9/2021 Terminated)Texas
Registered Investment Advisory firm - (4/14/2021 Terminated)Utah
Registered Investment Advisory firm - (4/14/2021 Terminated)Washington
Registered Investment Advisory firm - (5/14/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Utah(2/26/2024)
IAR
Washington(2/23/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/31/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
DR
DECKER RETIREMENT PLANNING INC.
DECKER RETIREMENT PLANNING INC.
CRD#: 284281 / SEC#: 801-120733
RIA
Registered Investment Advisory firm - (4/7/2021 Approved)California
Registered Investment Advisory firm - (6/17/2021 Terminated)Idaho
Registered Investment Advisory firm - (4/14/2021 Terminated)Nevada
Registered Investment Advisory firm - (6/9/2021 Terminated)Texas
Registered Investment Advisory firm - (4/14/2021 Terminated)Utah
Registered Investment Advisory firm - (4/14/2021 Terminated)Washington
Registered Investment Advisory firm - (5/14/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2889 W Ashton Blvd. Suite 125, Lehi, UT 84043
Mailing Address
Phone number
(855) 425-4566
Established
Firm type
Fiscal year end
# of Employees
22
SEC notice filing (13 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,461 |
| AUM (Assets Under Management) | $ 285,093,119 |
Red Flags
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