Charles K. Harper

HARPER FINANCIAL PLANNING

WEST COLUMBIA, SC

Some features on this profile are disabled

CRD#: 6690620

Professional summary

Charles Kyle Harper, CFP® is a registered financial advisor currently at HARPER FINANCIAL PLANNING located in West Columbia, South Carolina.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Charles has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Kyle Harper's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

December 9, 2024 - Present

HARPER FINANCIAL PLANNING

RIA

CRD#: 333107

WEST COLUMBIA, SC

Past

August 29, 2016 - January 6, 2025

FIRST COMMAND ADVISORY SERVICES

RIA

CRD#: 281958

Columbia, SC

Past

August 15, 2016 - January 6, 2025

FIRST COMMAND BROKERAGE SERVICES, INC.

CRD#: 3641

COLUMBIA, SC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Carolina
(12/9/2024)

IAR

Texas
(2/28/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/27/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/15/2016

General Securities Representative Examination

Current Firm

HARPER FINANCIAL PLANNING

HARPER FINANCIAL PLANNING | HARPER FINANCIAL PLANNING LLC

CRD#: 333107 / SEC#:

South Carolina

Registered Investment Advisory firm - (12/6/2024 Approved)

Texas

Registered Investment Advisory firm - (2/13/2025 Conditional Restricted)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

West Columbia, SC

Mailing Address

Phone number

(803) 394-7537

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	247
AUM (Assets Under Management)	$ 35,382,128

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy Peel

OSAIC WEALTH, INC.

IAR

Helena, MT

Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

IAR

Estero, FL

Jeffrey Meotti

MORGAN STANLEY

IAR

MADISON, CT

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Charles K. Harper

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Kyle Harper's CRS (Customer Relationship Summary).

Certified licenses

Experience

HARPER FINANCIAL PLANNING

FIRST COMMAND ADVISORY SERVICES

FIRST COMMAND BROKERAGE SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/27/2016

SIE

Date: 10/1/2018

Series 7

Date: 8/15/2016

Current Firm

HARPER FINANCIAL PLANNING

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HARPER FINANCIAL PLANNING

TRUST BUT VERIFY

Similar Advisors