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James Robertson

6TH STREET ADVISORS
DAPHNE, AL
·CRD# 6690511·9 years experience

Professional Summary

James Robertson is a registered financial advisor currently at 6TH STREET ADVISORS, LLC located in Daphne, Alabama. James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. James has worked at 1 firm.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

9 years in the financial services industry

Current & Past Employments

6TH STREET ADVISORS, LLC·CRD# 156623
RIA
7124 Stone Dr. Ste-b, Daphne, AL 36526
December 9, 2016 - Present

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Current Firm

6S
6TH STREET ADVISORS, LLC

6TH STREET ADVISORS, LLC

CRD#: 156623 / SEC#: 801-129586
RIA
Registered Investment Advisory firm - SEC (2/29/2024 Approved)
Alabama
Registered Investment Advisory firm - Alabama (3/1/2024 Terminated)
Texas
Registered Investment Advisory firm - Texas (3/1/2024 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

7124 Stone Dr. Ste-b, Daphne, AL 36526

Phone Number

(251) 422-3108

# of Employees

2

SEC notice filing (2 States and Territories)

Registered to provide investment advisory services in 2 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (1/8/2026)

Regulatory Assets Under Management

Total Number of Accounts

350

AUM (Assets Under Management)

$256,543,633

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MR. ROBERTSON WILL BE ACTING AS A SOLICITOR FOR 6TH STREET ADVISORS, LLC, WITH A PROPER SOLICITOR'S AGREEMENT IN PLACE. HE IS A CPA FOR ROBERTSON, ANDREOLI & COVINGTON, P.C. WHERE HE SPENDS 100% OF HIS TIME. THE LOCATION IS 100 HAND AVENUE, BAY MINETTE, ALABAMA 36507. THE CPA FIRM IS NOT INVESTMENT-RELATED. JAMES ROBERTSON HAS A FINANCIAL INDUSTRY AFFILIATED BUSINESS AS AN INSURANCE AGENT. NOT MORE THAN 10% OF HIS TIME IS SPENT ON THESE ACTIVITIES. FROM TIME TO TIME, HE OFFERS CLIENTS ADVICE OR PRODUCTS FROM THOSE ACTIVITIES. HE MAY RECEIVE SEPARATE YET TYPICAL COMPENSATION IN THE FORM OF FINDER'S FEES FOR THE SALE OF INSURANCE PRODUCTS. THESE PRACTICES REPRESENT CONFLICTS OF INTEREST BECAUSE IT GIVES MR. ROBERTSON AN INCENTIVE TO RECOMMEND PRODUCTS BASED ON THE COMPENSATION AMOUNT RECEIVED. THIS CONFLICT IS MITIGATED BY THE FACT THAT MR. ROBERTSON HAS A FIDUCIARY RESPONSIBILITY TO PLACE THE BEST INTEREST OF THE CLIENT FIRST AND THE CLIENTS ARE NOT REQUIRED TO PURCHASE ANY INSURANCE PRODUCTS. CLIENTS HAVE THE OPTION TO PURCHASE THESE PRODUCTS THROUGH ANOTHER INSURANCE AGENT OF THEIR CHOOSING.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
6S
6TH STREET ADVISORS, LLC

6TH STREET ADVISORS, LLC

CRD#: 156623 / SEC#: 801-129586
RIA
Registered Investment Advisory firm - SEC (2/29/2024 Approved)
Alabama
Registered Investment Advisory firm - Alabama (3/1/2024 Terminated)
Texas
Registered Investment Advisory firm - Texas (3/1/2024 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Alabama
(12/9/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

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CRS (Client Relationship Summary) - RIA

Click below to view James Robertson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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