James Robertson

6TH STREET ADVISORS

Daphne, AL 36526

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CRD#: 6690511

Professional summary

James Robertson is a registered financial advisor currently at 6TH STREET ADVISORS, LLC located in Daphne, Alabama.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. James has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Robertson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 9, 2016 - Present

6TH STREET ADVISORS, LLC

Office #1: 7124 Stone Dr. Ste-b, Daphne, AL 36526

RIA

CRD#: 156623

Daphne, AL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

6TH STREET ADVISORS, LLC

CRD#: 156623 / SEC#: 801-129586

RIA

Registered Investment Advisory firm - (2/29/2024 Approved)

Alabama

Registered Investment Advisory firm - (3/1/2024 Terminated)

Texas

Registered Investment Advisory firm - (3/1/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(12/9/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

6TH STREET ADVISORS, LLC

CRD#: 156623 / SEC#: 801-129586

RIA

Registered Investment Advisory firm - (2/29/2024 Approved)

Alabama

Registered Investment Advisory firm - (3/1/2024 Terminated)

Texas

Registered Investment Advisory firm - (3/1/2024 Terminated)

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Contact information

Main Address

7124 Stone Dr. Ste-b, Daphne, AL 36526

Mailing Address

Phone number

(251) 422-3108

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (1/8/2026)

Regulatory assets under management

Total Number of Accounts	350
AUM (Assets Under Management)	$ 256,543,633

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James Robertson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Robertson's CRS (Customer Relationship Summary).

Certified licenses

Experience

6TH STREET ADVISORS, LLC

Primary Firm SEC Registration

6TH STREET ADVISORS, LLC

State Registrations and Notice Filings

Exams

Current Firm

6TH STREET ADVISORS, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

6TH STREET ADVISORS, LLC

TRUST BUT VERIFY

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