TB
Tyler W. Brooks
PERIGON WEALTH MANAGEMENT
Walnut Creek, CA 94596
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CRD#: 6690507
TB
Professional summary
Tyler William Brooks is a registered financial advisor currently at PERIGON WEALTH MANAGEMENT, LLC located in Walnut Creek, California.
Tyler is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Tyler has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[1] Insurance Agent; Not investment-related; 201 Mission Street, Suite 1825, San Francisco, CA 94105; Insurance sales; Agent; 07/2016; Two hours per month, none of which are during securities trading hours; Insurance sales and reviews. [2] SamoaBound, LLC; Not investment-related; Alamo, CA 94507; Entity created for investment advisory revenue; Owner; 08/2023.
CRS (Client Relationship Summary) - RIA
Click below to view Tyler William Brooks's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 28, 2021 - Present
PERIGON WEALTH MANAGEMENT, LLC
Office #1: 1990 North California Blvd. Suite 612, Walnut Creek, CA 94596Office #2: 201 Mission Street Suite 1825, San Francisco, CA 94105RIA
CRD#: 131037
Walnut Creek, CA
Past
January 6, 2020 - January 4, 2021
INSIGHT WEALTH STRATEGIES, LLC
RIA
CRD#: 293644
SAN RAMON, CA
Past
June 12, 2019 - December 31, 2019
LPL FINANCIAL LLC
RIA
CRD#: 6413
CASTRO VALLEY, CA
Past
June 10, 2019 - December 31, 2019
LPL FINANCIAL LLC
BD
CRD#: 6413
CASTRO VALLEY, CA
Past
May 14, 2018 - July 3, 2019
AMERITAS INVESTMENT COMPANY, LLC
RIA
CRD#: 14869
SAN RAMON, CA
Past
March 26, 2018 - July 3, 2019
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
SAN RAMON, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PERIGON WEALTH MANAGEMENT, LLC
ANTHEM ADVISORS | WEALTH ADVISORS | STAKEHOLDERS CAPITAL | PRUDEO PARTNERS | PM WEALTH MANAGEMENT | PERIGON WEALTH MANAGEMENT, LLC | COLLABORATION CAPITAL | COGNIZANT WEALTH ADVISORS | BURLESON & COMPANY | BLUE WATER CAPITAL MANAGEMENT | ANTHEM WEALTH PARTNERS
CRD#: 131037 / SEC#: 801-62988
RIA
Registered Investment Advisory firm - (4/7/2004 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(1/28/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
PW
PERIGON WEALTH MANAGEMENT, LLC
ANTHEM ADVISORS | WEALTH ADVISORS | STAKEHOLDERS CAPITAL | PRUDEO PARTNERS | PM WEALTH MANAGEMENT | PERIGON WEALTH MANAGEMENT, LLC | COLLABORATION CAPITAL | COGNIZANT WEALTH ADVISORS | BURLESON & COMPANY | BLUE WATER CAPITAL MANAGEMENT | ANTHEM WEALTH PARTNERS
CRD#: 131037 / SEC#: 801-62988
RIA
Registered Investment Advisory firm - (4/7/2004 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
201 Mission Street Suite 1825, San Francisco, CA 94105
Mailing Address
Phone number
(877) 977-2555
Established
Firm type
Fiscal year end
# of Employees
141
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 15,456 |
| AUM (Assets Under Management) | $ 8,714,418,958 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2024 | ||
| 10/24/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PERIGON WEALTH MANAGEMENT, LLC
CRD#: 131037Walnut Creek, CA 94596TRUST BUT VERIFY
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