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Mark Mueller

THRIVENT DISTRIBUTORS
Minneapolis, MN
·CRD# 6690205·10 years experience

Professional Summary

Mark Mueller, who also goes by Mark F Mueller, is a registered financial advisor currently at THRIVENT DISTRIBUTORS, LLC located in Minneapolis, Minnesota. Mark is registered as a RR (Registered Representative) and started their career in finance in 2016. Mark has worked at 2 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mark F Mueller

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

10 years in the financial services industry

Current & Past Employments

THRIVENT DISTRIBUTORS, LLC·CRD# 179512
BD
901 Marquette Avenue Suite 2500, Minneapolis, MN 55402-3265
September 26, 2018 - Present
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC·CRD# 2881
BD
Appleton, WI
September 26, 2016 - April 12, 2018

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Current Firm

TD
THRIVENT DISTRIBUTORS, LLC

THRIVENT DISTRIBUTORS, LLC

CRD#: 179512 / SEC#: 8-69606
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Contact Information

Main Address

901 Marquette Avenue Suite 2500, Minneapolis, MN 55402-3211

Mailing Address

901 Marquette Avenue Suite 2500, Minneapolis, MN 55402-3211

Phone Number

(800) 847-4836

Established

Delaware since 02/23/2015

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
THRIVENT FINANCIAL HOLDINGS, INC.OWNER—
BEAVER, TROY ALANELECTED MANAGER AND VICE PRESIDENT5099275
CLOUTIER, JEFFREY DAVIDCHIEF FINANCIAL OFFICER5656265
DRYDEN, EDWARD STUARTVICE PRESIDENT2033420
JACKSON, JOHN DAVIDCHIEF LEGAL OFFICER AND SECRETARY5877878
KREMENAK, MICHAEL WALDENELECTED MANAGER AND PRESIDENT5892015
RIESTERER, JAMIE LEEELECTED MANAGER4784706
VANDEN HEUVEL, TANNER JOHNCHIEF COMPLIANCE OFFICER5739376

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2016About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Jun 2016About the Series 65 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 2016About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Mark Mueller's CRS (Customer Relationship Summary).

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MM
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