Jay A. Bennett

EXPAND FINANCIAL GROUP

Spring Hill, TN

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CRD#: 6690190

Professional summary

Jay Andrew Bennett is a registered financial advisor currently at EXPAND FINANCIAL GROUP, LLC located in Spring Hill, Tennessee.

Jay is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Jay has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Teacher; Employed through Maury County Public Schools at Columbia Central High School, Columbia, TN - NON-INVESTMENT RELATED - STARTED AUGUST 2021 - HIGH SCHOOL TEACHER - 40 HRS PER WEEK- ALL DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jay Andrew Bennett's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 28, 2020 - Present

EXPAND FINANCIAL GROUP, LLC

RIA

CRD#: 293160

Spring Hill, TN

Past

July 1, 2017 - October 5, 2020

G. A. REPPLE & COMPANY

RIA

CRD#: 17486

COLUMBIA, TN

Past

December 22, 2016 - October 5, 2020

G. A. REPPLE & COMPANY

CRD#: 17486

COLUMBIA, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/28/2020)

IAR

Tennessee
(10/30/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/1/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/5/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/22/2016

General Securities Representative Examination

Current Firm

EXPAND FINANCIAL GROUP, LLC

EXPAND FINANCIAL GROUP, LLC | FPF, LLC | FIRST PRINCIPLE FINANCIAL

CRD#: 293160 / SEC#: 801-134940

Arizona

Registered Investment Advisory firm - (3/11/2022 Approved)

California

Registered Investment Advisory firm - (10/11/2018 Approved)

Florida

Registered Investment Advisory firm - (12/11/2023 Approved)

Idaho

Registered Investment Advisory firm - (5/19/2022 Approved)

Louisiana

Registered Investment Advisory firm - (8/10/2018 Approved)

Montana

Registered Investment Advisory firm - (4/16/2019 Approved)

Nevada

Registered Investment Advisory firm - (8/7/2023 Approved)

Ohio

Registered Investment Advisory firm - (8/11/2021 Approved)

Oregon

Registered Investment Advisory firm - (11/14/2022 Approved)

Pennsylvania

Registered Investment Advisory firm - (11/5/2021 Approved)

Tennessee

Registered Investment Advisory firm - (10/21/2020 Approved)

Texas

Registered Investment Advisory firm - (10/10/2018 Approved)

Washington

Registered Investment Advisory firm - (5/14/2024 Approved)

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Contact information

Main Address

Burleson, TX

Mailing Address

11805 Hassop Lane Unit 2102, Burleson, TX 76028

Phone number

(916) 521-5451

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EXPAND FINANCIAL GROUP ADV PART 2A (11/12/2025)

Regulatory assets under management

Total Number of Accounts	710
AUM (Assets Under Management)	$ 106,807,419

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jay A. Bennett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jay Andrew Bennett's CRS (Customer Relationship Summary).

Certified licenses

Experience

EXPAND FINANCIAL GROUP, LLC

G. A. REPPLE & COMPANY

G. A. REPPLE & COMPANY

State Registrations and Notice Filings

Exams

Series 65

Date: 7/1/2017

Series 63

Date: 6/5/2017

SIE

Date: 10/1/2018

Series 7

Date: 12/22/2016

Current Firm

EXPAND FINANCIAL GROUP, LLC

Contact information

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EXPAND FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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