MR
Matthew E. Ringle
PARK AVENUE SECURITIES LLC
Dayton, OH 45459
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CRD#: 6689957
MR
Professional summary
Matthew Evan Ringle, who also goes by Matthew Ringle, is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in Dayton, Ohio.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Matthew has worked at 1 firm and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Matthew Ringle
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Sales - Fixed Annuities - Periodically when appropriate for Clients, I offer fixed annuities, Start: 10/01/2019 Address: 9100 West Chester Towne Centre Road Suite 355, West Chester, Ohio 45069 1 total business hour per month, 1 during securities trading hours, Less than 10% annual compensation Investment related 2. Ringle Wealth Management, LLC business entity formed to be used for the income from my work at Park Avenue and Guardian for tax purposes, Start: 11/01/2022, Address: 3459 Kestrel Court, Franklin, Ohio 45005, 2 total business hours per month, 0 during security trading hours, No annual compensation, Investment related, 3. Kettering Church of Christ DBA Cornerstone Church of Christ - Acting in the capacity of treasurer for my church on a volunteer basis, Start: 2/16/2023 Address: 5051 Wilmington Pike, Centerville, Ohio 45450 3 total business hours per month, 1 during security trading hours, No annual compensation, Not investment related,
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Evan Ringle's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Matthew Evan Ringle's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 6, 2018 - Present
PARK AVENUE SECURITIES LLC
Office #1: 7755 Paragon Road Suite 107, Dayton, OH 45459Office #2: 9100 West Chester Towne Centre Dr Suite 355, West Chester, OH 45069RIA
BD
CRD#: 46173
Dayton, OH
Current
March 1, 2018 - Present
PARK AVENUE SECURITIES LLC
Office #1: 7755 Paragon Road Suite 107, Dayton, OH 45459Office #2: 9100 West Chester Towne Centre Dr Suite 355, West Chester, OH 45069RIA
BD
CRD#: 46173
Dayton, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(5/19/2025)
IAR
Arkansas(5/19/2025)
RR
California(2/9/2022)
IAR
California(2/24/2022)
RR
Colorado(6/20/2022)
IAR
Colorado(6/21/2022)
RR
Florida(8/17/2022)
IAR
Florida(8/18/2022)
RR
Georgia(10/18/2021)
IAR
Georgia(10/19/2021)
RR
Indiana(6/20/2022)
IAR
Indiana(6/20/2022)
RR
Kentucky(1/11/2021)
IAR
Kentucky(1/12/2021)
RR
Michigan(6/20/2022)
IAR
Michigan(6/22/2022)
RR
New Jersey(5/4/2022)
IAR
New Jersey(5/4/2022)
RR
New York(5/4/2022)
IAR
New York(5/4/2022)
RR
North Carolina(6/20/2022)
IAR
North Carolina(6/20/2022)
RR
Ohio(3/2/2018)
IAR
Ohio(4/6/2018)
RR
Pennsylvania(6/20/2022)
IAR
Pennsylvania(6/21/2022)
RR
South Carolina(8/20/2021)
IAR
South Carolina(8/23/2021)
RR
Tennessee(6/20/2022)
RR
Utah(6/20/2022)
IAR
Utah(6/21/2022)
RR
Virginia(1/11/2021)
IAR
Virginia(1/12/2021)
RR
Washington(9/30/2021)
IAR
Washington(9/30/2021)
RR
Wisconsin(7/31/2025)
IAR
Wisconsin(7/31/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
10 Hudson Yards, New York, NY 10001
Mailing Address
10 Hudson Yards, New York, NY 10001
Phone number
+1 (888) 600-4667
Established
Delaware since 08/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,984
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PARK AVENUE SECURITIES LLC
CRD#: 46173Dayton, OH 45459TRUST BUT VERIFY
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