AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
MA

Michael D. Antonellis

CAPITAL DYNAMICS BROKER DEALER LLC
New York, NY 10022
Some features on this profile are disabled
CRD#: 6689488
MA

Professional summary


Michael Domenic Antonellis is a registered financial professional currently at CAPITAL DYNAMICS BROKER DEALER LLC located in New York, New York.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2016. Michael has worked at 2 firms and has passed the Series 63, Series 7TO, Series 3, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Michael Domenic Antonellis's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 17, 2023 - Present

CAPITAL DYNAMICS BROKER DEALER LLC

Office #1: 444 Madison Avenue, New York, NY 10022
BD
CRD#: 148780
New York, NY
Past

October 19, 2016 - March 30, 2021

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

BD
CRD#: 30107
Boston, MA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(12/8/2023)
RR
Alaska
(12/8/2023)
RR
Arizona
(12/20/2023)
RR
Arkansas
(12/14/2023)
RR
California
(12/11/2023)
RR
Colorado
(12/8/2023)
RR
Connecticut
(3/20/2023)
RR
Delaware
(4/26/2023)
RR
District of Columbia
(4/19/2023)
RR
Florida
(12/11/2023)
RR
Georgia
(12/11/2023)
RR
Hawaii
(12/11/2023)
RR
Idaho
(12/8/2023)
RR
Illinois
(12/15/2023)
RR
Indiana
(4/17/2023)
RR
Iowa
(12/11/2023)
RR
Kansas
(12/8/2023)
RR
Kentucky
(3/23/2023)
RR
Louisiana
(12/8/2023)
RR
Maine
(3/20/2023)
RR
Maryland
(3/21/2023)
RR
Massachusetts
(3/20/2023)
RR
Michigan
(12/12/2023)
RR
Minnesota
(12/8/2023)
RR
Mississippi
(12/11/2023)
RR
Missouri
(12/8/2023)
RR
Montana
(12/11/2023)
RR
Nebraska
(12/8/2023)
RR
Nevada
(12/12/2023)
RR
New Hampshire
(3/22/2023)
RR
New Jersey
(5/3/2023)
RR
New Mexico
(12/11/2023)
RR
New York
(4/16/2023)
RR
North Carolina
(3/20/2023)
RR
North Dakota
(12/11/2023)
RR
Ohio
(3/28/2023)
RR
Oklahoma
(12/11/2023)
RR
Oregon
(12/11/2023)
RR
Pennsylvania
(3/21/2023)
RR
Rhode Island
(3/24/2023)
RR
South Carolina
(12/20/2023)
RR
South Dakota
(12/8/2023)
RR
Texas
(12/11/2023)
RR
Utah
(12/11/2023)
RR
Vermont
(4/17/2023)
RR
Virgin Islands
(12/13/2023)
RR
Virginia
(3/21/2023)
RR
Washington
(12/8/2023)
RR
West Virginia
(3/27/2023)
RR
Wisconsin
(12/11/2023)
RR
Wyoming
(12/14/2023)

Exams


State Security Law Exam
RR
Series 63
Date: 11/4/2016
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 12/22/2022
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


CD
CAPITAL DYNAMICS BROKER DEALER LLC
CAPITAL DYNAMICS BD | CAPITAL DYNAMICS BROKER DEALER LLC

CRD#: 148780 / SEC#: , 8-68071

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
444 Madison Avenue, New York, NY 10022
Mailing Address
444 Madison Avenue, New York, NY 10022
Phone number
(212) 798-3400
Established
Delaware since 03/14/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
CAPITAL DYNAMICS US, INC.SOLE MEMBER
HAHN, MARTIN GILLISELECTED MANAGER - CEO6029553
HARRIS, PATRICK EUGENECHIEF COMPLIANCE OFFICER5748909
ROMERO, MONIQUE VICTORIAELECTED MANAGER - FINOP/PFO/POO6712654

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CAPITAL DYNAMICS BROKER DEALER LLC

CRD#: 148780New York, NY 10022

TRUST BUT VERIFY

Monitor Michael Antonellis

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Richard Gaspare Dragotta
Richard DragottaAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
Paramus, NJ
Peter Faulkner Kettle
Peter KettleAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Brooklyn, NY
Diane E Finnerty
Diane FinnertyAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
New York, NY
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics