Jeffrey R. Sims

INDEX FUND ADVISORS

Irvine, CA 92612-6566

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CRD#: 6689457

Professional summary

Jeffrey Robert Sims, CFP® is a registered financial advisor currently at INDEX FUND ADVISORS, INC. located in Irvine, California.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Jeffrey has worked at 4 firms and has passed the Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Robert Sims's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

January 26, 2022 - Present

INDEX FUND ADVISORS, INC.

Office #1: 19200 Von Karman Ave Suite 150, Irvine, CA 92612-6566

RIA

CRD#: 109143

Irvine, CA

Past

March 17, 2020 - February 4, 2022

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

SAN JUAN CAPISTRANO, CA

Past

August 23, 2019 - March 10, 2020

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

Capistrano Beach, CA

Past

May 20, 2019 - August 14, 2019

WEDBUSH SECURITIES INC.

CRD#: 877

NEWPORT BEACH, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INDEX FUND ADVISORS, INC.

CRD#: 109143 / SEC#: 801-57978

RIA

Registered Investment Advisory firm - (9/28/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/26/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/9/2020

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 5/20/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 1/26/2019

Securities Industry Essentials Examination

Current Firm

INDEX FUND ADVISORS, INC.

CRD#: 109143 / SEC#: 801-57978

RIA

Registered Investment Advisory firm - (9/28/2000 Approved)

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Contact information

Main Address

19200 Von Karman Ave Suite 150, Irvine, CA 92612-6566

Mailing Address

Phone number

(949) 502-0050

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

INDEX FUND ADVISORS FORM ADV PART 2A 10.08.2025 (10/8/2025)

Regulatory assets under management

Total Number of Accounts	7,146
AUM (Assets Under Management)	$ 5,329,171,931

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeffrey R. Sims

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Robert Sims's CRS (Customer Relationship Summary).

Certified licenses

Experience

INDEX FUND ADVISORS, INC.

STIFEL, NICOLAUS & COMPANY, INCORPORATED

COMMONWEALTH FINANCIAL NETWORK

WEDBUSH SECURITIES INC.

Primary Firm SEC Registration

INDEX FUND ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/9/2020

Series 7TO

Date: 5/20/2019

SIE

Date: 1/26/2019

Current Firm

INDEX FUND ADVISORS, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INDEX FUND ADVISORS, INC.

TRUST BUT VERIFY

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