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NP

Nareshkumar L. Patel

G1 EXECUTION SERVICES
Chicago, IL 60604
Some features on this profile are disabled
CRD#: 6689004
NP

Professional summary

Nareshkumar Laxmanbhai Patel, who also goes by Naresh Patel, is a registered financial professional currently at G1 EXECUTION SERVICES, LLC located in Chicago, Illinois.

Nareshkumar is registered as a RR (Registered Representative) and started their career in finance in 2016. Nareshkumar has worked at 1 firm and has passed the SIE and Series 57 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Naresh Patel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nareshkumar Laxmanbhai Patel's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 19, 2016 - Present

G1 EXECUTION SERVICES, LLC

Office #1: 175 W. Jackson Blvd., Suite 1700, Chicago, IL 60604
BD
CRD#: 111528
Chicago, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 57
Date: 12/19/2016
Securities Trader Exam
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Long-Term Stock Exchange, Inc.
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

GE
G1 EXECUTION SERVICES, LLC
E*TRADE CAPITAL MARKETS LLC | GVR COMPANY LLC | G1 EXECUTION SERVICES, LLC

CRD#: 111528 / SEC#: , 8-53174

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
175 W. Jackson Blvd., Suite 1700, Chicago, IL 60604
Mailing Address
175 W. Jackson Blvd., Suite 1700, Chicago, IL 60604
Phone number
(312) 362-0404
Established
Illinois since 08/04/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
G1X HOLDINGS, LLCMEMBER
DAMATO, DANIEL DAVID IIFINOP7430998
DANIELS, ETHAN SCOTTPOO5902179
GRAEFFE, JACK ALEXANDERPRESIDENT5138383
RORKE, BRIAN WALLACECHIEF COMPLIANCE OFFICER4475071

Disclosures

Regulatory Event34
Civil Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

G1 EXECUTION SERVICES, LLC

CRD#: 111528Chicago, IL 60604

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