Carter P. Josephs
Professional summary
Carter Paul Josephs is a registered financial professional currently at WALLEYE TRADING LLC located in Chicago, Illinois.
Carter is registered as a RR (Registered Representative) and started their career in finance in 2016. Carter has worked at 3 firms and has passed the SIE, Series 57 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Carter Paul Josephs's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 7, 2023 - Present
WALLEYE TRADING LLC
Office #1: 1 North Franklin St Suite 650, Chicago, IL 60606October 24, 2022 - November 3, 2022
CITADEL SECURITIES LLC
August 15, 2016 - October 18, 2021
PEAK6 CAPITAL MANAGEMENT LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
BOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
WALLEYE TRADING LLC
CRD#: 136196 / SEC#: , 8-66988
Contact information
Documents
Disclosures
| Regulatory Event | 14 |
Red Flags
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