Catherine M. Burns
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Catherine Marie Burns, who also goes by Kate Burns, Catherine Marie Mills, was a registered financial professional .
Catherine is a previously registered financial professional and started their career in finance in 2016. Catherine had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 1, 2018 - February 6, 2019
SYMMETRY PARTNERS
October 1, 2018 - July 1, 2022
APELLA WEALTH
October 24, 2016 - June 1, 2017
TD AMERITRADE, INC.
October 24, 2016 - June 1, 2017
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
September 2, 2016 - June 1, 2017
TD AMERITRADE, INC.
Primary Firm SEC Registration
SYMMETRY PARTNERS
CRD#: 120982 / SEC#: 801-61342
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SYMMETRY PARTNERS
CRD#: 120982 / SEC#: 801-61342
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 13,224 |
| AUM (Assets Under Management) | $ 5,718,728,103 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
