Benjamin A. Winston

WINSTON WEALTH STRATEGIES

RENO, NV

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CRD#: 6688774

Professional summary

Benjamin Arthur Winston, who also goes by Ben Winston, is a registered financial advisor currently at WINSTON WEALTH STRATEGIES, LLC located in Reno, Nevada.

Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Benjamin has worked at 2 firms and has passed the Series 63, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ben Winston

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Basin Street Properties. Investment Related. 300 E 2nd Street, Reno NV. Private Equity- Real Estate. Senior Financial Analyst. Start Date: 07/2021. Hours per month: 80. Hours during trading: 0. Senior financial analyst for a real estate company. No ownership, no cross-over clients.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Arthur Winston's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 3, 2024 - Present

WINSTON WEALTH STRATEGIES, LLC

RIA

CRD#: 332891

RENO, NV

Past

April 6, 2017 - September 16, 2019

MML INVESTORS SERVICES, LLC

CRD#: 10409

Reno, NV

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nevada
(10/3/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/23/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 6/21/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 4/6/2017

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WINSTON WEALTH STRATEGIES, LLC

GRADIENT CAPITAL, LLC | WINSTON WEALTH STRATEGIES, LLC

CRD#: 332891 / SEC#:

Nevada

Registered Investment Advisory firm - (10/3/2024 Approved)

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Contact information

Main Address

Reno, NV

Mailing Address

Phone number

(775) 848-5054

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	10
AUM (Assets Under Management)	$ 13,643,836

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Benjamin A. Winston

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Arthur Winston's CRS (Customer Relationship Summary).

Certified licenses

Experience

WINSTON WEALTH STRATEGIES, LLC

MML INVESTORS SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/23/2018

Series 7TO

Date: 6/21/2019

SIE

Date: 10/1/2018

Series 6

Date: 4/6/2017

Current Firm

WINSTON WEALTH STRATEGIES, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WINSTON WEALTH STRATEGIES, LLC

TRUST BUT VERIFY

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