Michael A. Heflin
Professional summary
Michael Andrew Heflin, who also goes by Michael Heflin, Mitch Heflin, is a registered financial advisor currently at YES WEALTH MANAGEMENT located in Minnetonka, Minnesota.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Michael has worked at 2 firms and has passed the Series 65, Series 63, Series 79TO, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Andrew Heflin's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 20, 2024 - Present
YES WEALTH MANAGEMENT
June 10, 2017 - January 21, 2021
BMO CAPITAL MARKETS CORP.
Primary Firm SEC Registration
YES WEALTH MANAGEMENT
CRD#: 172591 / SEC#: 801-128782
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/20/2024)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
YES WEALTH MANAGEMENT
CRD#: 172591 / SEC#: 801-128782
Contact information
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 277 |
| AUM (Assets Under Management) | $ 116,756,848 |
Red Flags
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