WT
Wang Chang Tsai
TKC WEALTH MANAGEMENT LLC
Dallas, TX 75230-1329
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CRD#: 6687951
WT
Professional summary
Wang Chang Tsai, CFP®, who also goes by Brian Tsai, is a registered financial advisor currently at TKC WEALTH MANAGEMENT LLC located in Dallas, Texas and LANDOLT SECURITIES, INC. located in Dallas, Texas.
Wang Chang is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Wang Chang has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brian Tsai
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)TKC Wealth Management, LLC, investment related-managed accounts fee basis, aprox 20 hrs. week during mkt hrs, 12900 Preston Rd Suite 700, Dallas TX 75230, start date 6/2016. 2) TKC Risk Advisors LLC(insurance), not investment related-selling insurance products,approx 1-2 hr.wk, 12900 Preston Rd Suite 700, Dallas TX 75230, start date 1/10/18 (TX license pending).3) Landolt Securities a broker dealer, investment related, aprox 20 hrs. wk during market hrs, start date 1/22/18, branch office TK Chen Financial Services, 12900 Preston Rd., Ste 700, Dallas, TX 75230, offer security products an support to other RR. 4) Secretary with Greater Dallas Taiwanese Chamber of Commerce, 3 hour per month at pobox 701983 Dallas TX 75370
CRS (Client Relationship Summary) - RIA
Click below to view Wang Chang Tsai's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
September 7, 2017 - Present
TKC WEALTH MANAGEMENT LLC
Office #1: 12900 Preston Road Suite 602, Dallas, TX 75230-1329RIA
CRD#: 158498
Dallas, TX
Current
January 22, 2018 - Present
LANDOLT SECURITIES, INC.
Office #1: 12900 Preston Rd Suite 700, Dallas, TX 75230RIA
BD
CRD#: 28352
Dallas, TX
Past
June 5, 2017 - November 15, 2017
RICHFIELD ORION INTERNATIONAL, INC.
BD
CRD#: 24433
Dallas, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TW
TKC WEALTH MANAGEMENT LLC
CIVITAS WEALTH MANAGEMENT, LLC | TKC WEALTH MANAGEMENT LLC
CRD#: 158498 / SEC#: 801-133951
RIA
Registered Investment Advisory firm - (7/25/2025 Approved)Arkansas
Registered Investment Advisory firm - (12/31/2022 Terminated)California
Registered Investment Advisory firm - (9/4/2025 Terminated)Colorado
Registered Investment Advisory firm - (2/25/2022 Terminated)New Jersey
Registered Investment Advisory firm - (1/5/2016 Terminated)New York
Registered Investment Advisory firm - (8/5/2025 Terminated)Texas
Registered Investment Advisory firm - (8/5/2025 Termination Requested)Wisconsin
Registered Investment Advisory firm - (8/5/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Massachusetts(3/12/2018)
IAR
New York(3/29/2021)
IAR
Texas(9/7/2017)
RR
Texas(1/22/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TW
TKC WEALTH MANAGEMENT LLC
CIVITAS WEALTH MANAGEMENT, LLC | TKC WEALTH MANAGEMENT LLC
CRD#: 158498 / SEC#: 801-133951
RIA
Registered Investment Advisory firm - (7/25/2025 Approved)Arkansas
Registered Investment Advisory firm - (12/31/2022 Terminated)California
Registered Investment Advisory firm - (9/4/2025 Terminated)Colorado
Registered Investment Advisory firm - (2/25/2022 Terminated)New Jersey
Registered Investment Advisory firm - (1/5/2016 Terminated)New York
Registered Investment Advisory firm - (8/5/2025 Terminated)Texas
Registered Investment Advisory firm - (8/5/2025 Termination Requested)Wisconsin
Registered Investment Advisory firm - (8/5/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
12900 Preston Road, Suite 700, Dallas, TX 75230
Mailing Address
Phone number
(214) 389-2000
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 264 |
| AUM (Assets Under Management) | $ 121,759,655 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TKC WEALTH MANAGEMENT LLC
CRD#: 158498Dallas, TX 75230-1329TRUST BUT VERIFY
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