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JE

Jordan D. Evans

Some features on this profile are disabled
CRD#: 6687486
JE

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jordan Douglas Evans, who also goes by Jordan Douglas Evans, Jordan Evans, was a registered financial professional .

Jordan is a previously registered financial professional and started their career in finance in 2018. Jordan had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jordan Douglas Evans | Jordan Evans

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-61823|OrgNmn:Lumos Infrared Sauna Studio of Buffalo LLC|Org Addr:Amherst,New York,US|OBA Nature:Personal Sauna Studio|Invst Rel:N|Title:Partner|Duties:Owner and partner|StrtDt:08-11-21|TotHrs/mon:10|TrdHrs/mon:0|OBA-15068|OrgNmn:Lumos Infrared Sauna Studio, LLC|Org Addr:Victor,New York,US|OBA Nature:personal sauna service|Invst Rel:N|Title:co-owner and partner|Duties:financial management and oversight|StrtDt:10-02-18|TotHrs/mon:10|TrdHrs/mon:0|OBA-99122|OrgNmn:Lumos Greece LLC|Org Addr:Rochester ,New York,US|OBA Nature:Professional Sauna Services|Invst Rel:N|Title:manager|Duties:None|StrtDt:|TotHrs/mon:1|TrdHrs/mon:0|OBA-99124|OrgNmn:Lumos Webster LLC|Org Addr:Webster,New York,US|OBA Nature:Personal Sauna services|Invst Rel:N|Title:Member|Duties:Member|StrtDt:|TotHrs/mon:1|TrdHrs/mon:0|OBA-99123|OrgNmn:Lumos Orchard Park |Org Addr:Orchard Pa,New York,US|OBA Nature:Personal Sauna Services|Invst Rel:N|Title:manager|Duties:manager|StrtDt:|TotHrs/mon:1|TrdHrs/mon:0|

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 25, 2021 - January 16, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
ROCHESTER, NY
Past

May 5, 2020 - January 16, 2025

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
ROCHESTER, NY
Past

November 13, 2019 - April 22, 2020

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

BD
CRD#: 18487
ROCHESTER, NY
Past

November 5, 2019 - April 19, 2020

NOVEM GROUP

RIA
CRD#: 158964
ROCHESTER, NY
Past

January 29, 2019 - October 25, 2019

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
Pittsford, NY
Past

May 18, 2018 - January 18, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
SYRACUSE, NY
Past

March 19, 2018 - January 18, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
SYRACUSE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/17/2018
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/19/2018
General Securities Representative Examination

Current Firm

FIDELITY PERSONAL AND WORKPLACE ADVISORS
FIDELITY PERSONAL AND WORKPLACE ADVISORS
FIDELITY PERSONAL AND WORKPLACE ADVISORS | FIDELITY PERSONAL AND WORKPLACE ADVISORS LLC

CRD#: 288590 / SEC#: 801-112027

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Contact information

Main Address
245 Summer Street, V2a, Boston, MA 02210
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
15,424

Documents

Latest Form ADV

Part 2 Brochures

FIDELITY WEALTH ADVISOR SOLUTIONS (11/15/2024)
FPWA FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/28/2024)
FPWA FIDELITY GO (3/28/2024)
FPWA FIDELITY MANAGED FIDFOLIOS (3/28/2024)
FPWA FIDELITY STRATEGIC DISCIPLINES (3/28/2024)
FPWA FIDELITY WEALTH SERVICES (3/28/2024)

Regulatory assets under management

Total Number of Accounts1,991,043
AUM (Assets Under Management)$ 818,776,100,963

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
08/22/2024
Cover Page
Report
10/23/2023
Cover Page
Report
01/06/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY PERSONAL AND WORKPLACE ADVISORS

CRD#: 288590

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