Daniel T. Anderson

RISE FINANCIAL GROUP

Gilbert, AZ 85234

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CRD#: 6687332

Professional summary

Daniel Thomas Anderson, who also goes by Dan Anderson, is a registered financial advisor currently at RISE FINANCIAL GROUP located in Gilbert, Arizona.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Daniel has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dan Anderson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: Rise Financial Group Investment related: Yes Address: Gilbert, AZ Nature: Life, fixed Insurance Position: Insurance Agent Approx hrs/month: 60, during securities hours: 50 Name: Medicare Rescue Investment related: Yes Address: Gilbert, AZ Nature: Health Insurance Position: Insurance Agent Approx hrs/month: 10, during securities hours: 8

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Thomas Anderson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 23, 2016 - Present

RISE FINANCIAL GROUP

Office #1: 3303 E Baseline Rd #107, Gilbert, AZ 85234

RIA

CRD#: 284773

Gilbert, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(8/23/2016)

IAR

Minnesota
(11/7/2016)

IAR

North Dakota
(1/24/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/30/2016

Uniform Investment Adviser Law Examination

Current Firm

RISE FINANCIAL GROUP

BY REFERRAL ONLY, LLC | RISE FINANCIAL GROUP

CRD#: 284773 / SEC#:

Arizona

Registered Investment Advisory firm - (8/23/2016 Approved)

Minnesota

Registered Investment Advisory firm - (11/7/2016 Approved)

North Dakota

Registered Investment Advisory firm - (1/12/2017 Approved)

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Contact information

Main Address

3303 E Baseline Rd Suite 107, Gilbert, AZ 85234

Mailing Address

Phone number

(480) 878-7444

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Daniel T. Anderson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Thomas Anderson's CRS (Customer Relationship Summary).

Certified licenses

Experience

RISE FINANCIAL GROUP

State Registrations and Notice Filings

Exams

Series 65

Date: 6/30/2016

Current Firm

RISE FINANCIAL GROUP

Contact information

Documents

Red Flags

Company Information

RISE FINANCIAL GROUP

TRUST BUT VERIFY

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