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Ryan P Gardner

CRD# 6687321·Registered 2016 - 2025
Previously Registered: Being a previously registered professional could mean that Ryan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Ryan P Gardner, who also goes by Ryan Patrick Gardner, was a registered financial advisor. Ryan was a previously registered financial professional and started their career in finance 2016 - 2025. Ryan had worked at 3 firms and has passed the Series 65 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ryan Patrick Gardner

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

10 years in the financial services industry

Current & Past Employments

DRIVE WEALTH ADVISERS·CRD# 174728
RIA
Lehi, UT
March 18, 2025 - May 30, 2025
OLYMPUS WEALTH MANAGEMENT, LLC·CRD# 173715
RIA
Cottonwood Heights, UT
July 12, 2022 - January 8, 2025
LUNT CAPITAL MANAGEMENT INC.·CRD# 125183
RIA
Salt Lake City, UT
July 30, 2016 - July 21, 2017

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Current Firm

DW
DRIVE WEALTH ADVISERS

DRIVE WEALTH ADVISERS | DRIVE WEALTH MANAGEMENT, LLC | DRIVE WEALTH MANAGEMENT

CRD#: 174728 / SEC#: 801-113223
RIA
Registered Investment Advisory firm - SEC (5/11/2018 Approved)
California
Registered Investment Advisory firm - California (6/17/2018 Terminated)
Texas
Registered Investment Advisory firm - Texas (5/17/2018 Terminated)
Utah
Registered Investment Advisory firm - Utah (5/17/2018 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

3333 N Digital Drive #700, Lehi, UT 84043

Phone Number

(801) 901-6150

# of Employees

17

SEC notice filing (17 States and Territories)

Registered to provide investment advisory services in 17 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

DRIVE WEALTH MANAGEMENT, LLC ADV PART 2 BROCHURE (7/17/2026)

Regulatory Assets Under Management

Total Number of Accounts

4,196

AUM (Assets Under Management)

$1,500,752,553

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
04/14/2026Cover PageReport
03/31/2025Cover PageReport
03/20/2024Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Crabb Financial LLC - Investment Related - 3333 N. Digital Dr. STE 700, Lehi, UT 84043 - Investment Adviser Representative - Number of hours: 120 hours/month/trading - Start Date: 03/2025 - Providing investment advice. 2. Unlit Venue, LLC - Investment Related - 131 E First Ave #305, Salt Lake City, UT 84103 - Managing Member - Holding company for personal investments - 5 hours/month/trading - Start Date: 11/2023 3. Metro Toast Masters Club 719 - Not Investment Related - Headquarters 9127 S. Jamaica St. Suite 400, Englewood, CO 80112 - Professional Education Organization - 5 hours/month/non-trading - Start Date: 06/2024 - Volunteer Treasurer.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DW
DRIVE WEALTH ADVISERS

DRIVE WEALTH ADVISERS | DRIVE WEALTH MANAGEMENT, LLC | DRIVE WEALTH MANAGEMENT

CRD#: 174728 / SEC#: 801-113223
RIA
Registered Investment Advisory firm - SEC (5/11/2018 Approved)
California
Registered Investment Advisory firm - California (6/17/2018 Terminated)
Texas
Registered Investment Advisory firm - Texas (5/17/2018 Terminated)
Utah
Registered Investment Advisory firm - Utah (5/17/2018 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 2016About the Series 65 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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