GL
Gregory J. Lee
FORGE SECURITIES LLC
New York, NY 10012
Some features on this profile are disabled
CRD#: 6686887
GL
Professional summary
Gregory Joseph Lee, who also goes by Greg Lee, is a registered financial professional currently at FORGE SECURITIES LLC located in New York, New York.
Gregory is registered as a RR (Registered Representative) and started their career in finance in 2017. Gregory has worked at 2 firms and has passed the Series 66, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Greg Lee
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Gregory Joseph Lee's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 6, 2026 - Present
FORGE SECURITIES LLC
Office #1: 114 Crosby Street Floor 5, New York, NY 10012BD
CRD#: 134596
New York, NY
Past
October 31, 2017 - October 24, 2019
BARCLAYS CAPITAL INC.
BD
CRD#: 19714
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/6/2026)
RR
Alaska(3/6/2026)
RR
Arizona(3/6/2026)
RR
Arkansas(3/6/2026)
RR
California(3/6/2026)
RR
Colorado(3/6/2026)
RR
Connecticut(3/6/2026)
RR
Delaware(3/6/2026)
RR
District of Columbia(3/6/2026)
RR
Florida(3/6/2026)
RR
Georgia(3/6/2026)
RR
Hawaii(3/6/2026)
RR
Idaho(3/6/2026)
RR
Illinois(3/6/2026)
RR
Indiana(3/6/2026)
RR
Iowa(3/6/2026)
RR
Kansas(3/6/2026)
RR
Kentucky(3/6/2026)
RR
Louisiana(3/6/2026)
RR
Maine(3/6/2026)
RR
Maryland(3/6/2026)
RR
Massachusetts(3/6/2026)
RR
Michigan(3/6/2026)
RR
Minnesota(3/6/2026)
RR
Mississippi(3/6/2026)
RR
Missouri(3/6/2026)
RR
Montana(3/6/2026)
RR
Nebraska(3/6/2026)
RR
Nevada(3/6/2026)
RR
New Hampshire(3/6/2026)
RR
New Jersey(3/6/2026)
RR
New Mexico(3/6/2026)
RR
New York(3/6/2026)
RR
North Carolina(3/6/2026)
RR
North Dakota(3/6/2026)
RR
Ohio(3/9/2026)
RR
Oklahoma(3/6/2026)
RR
Oregon(3/6/2026)
RR
Pennsylvania(3/6/2026)
RR
Puerto Rico(3/6/2026)
RR
Rhode Island(3/6/2026)
RR
South Carolina(3/6/2026)
RR
South Dakota(3/6/2026)
RR
Tennessee(3/6/2026)
RR
Texas(3/6/2026)
RR
Utah(3/6/2026)
RR
Vermont(3/6/2026)
RR
Virgin Islands(3/6/2026)
RR
Virginia(3/6/2026)
RR
Washington(3/6/2026)
RR
West Virginia(3/6/2026)
RR
Wisconsin(3/6/2026)
RR
Wyoming(3/6/2026)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/6/2026
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FS
FORGE SECURITIES LLC
FORGE SECURITIES LLC | SHARESPOST FINANCIAL CORPORATION | PERLINSKI & ASSOCIATES
CRD#: 134596 / SEC#: , 8-66846
BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information
Main Address
4 Embarcadero Center Suite 1500, San Francisco, CA 94111
Mailing Address
4 Embarcadero Center Suite 1500, San Francisco, CA 94111
Phone number
(800) 279-7754
Established
Delaware since 06/03/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
