Garrett Sterling Konrad
Professional Summary
Garrett Sterling Konrad is a registered financial advisor currently at IFC located in Auburn, California. Garrett is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Garrett has worked at 1 firm and has passed the Series 65 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
10 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
BEKKI HARPER FINANCIAL | WISE MONEY INFO | TRUE WEALTH GROUP | THE RETIREMENT GUARDIAN | SPECTRUM RETIREMENT SOLUTIONS | ROCKY MOUNTAIN FINANCIAL | INTEGRATED FINANCIAL CONCEPTS, INC. | IFC AND INSURANCE MARKETING, INC. | IFC
Contact Information
Main Address
102 El Dorado St., Auburn, CA 95603Phone Number
(530) 886-8550# of Employees
7SEC notice filing (8 States and Territories)
Registered to provide investment advisory services in 8 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,421AUM (Assets Under Management)
$173,456,003Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
BEKKI HARPER FINANCIAL | WISE MONEY INFO | TRUE WEALTH GROUP | THE RETIREMENT GUARDIAN | SPECTRUM RETIREMENT SOLUTIONS | ROCKY MOUNTAIN FINANCIAL | INTEGRATED FINANCIAL CONCEPTS, INC. | IFC AND INSURANCE MARKETING, INC. | IFC
State Registrations and Notice Filings
(8/26/2016)
(4/4/2020)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Garrett Sterling Konrad's CRS (Customer Relationship Summary).
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