James M. Crawley

ROBINHOOD ASSET MANAGEMENT

Denver, CO

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CRD#: 6686395

Professional summary

James Michael Crawley is a registered financial advisor currently at ROBINHOOD ASSET MANAGEMENT located in Denver, Colorado and ROBINHOOD FINANCIAL, LLC located in Lake Mary, Florida.

James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. James has worked at 5 firms and has passed the Series 66, Series 63, Series 3, SIE, Series 7, Series 10 and Series 9 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Michael Crawley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 11, 2026 - Present

ROBINHOOD ASSET MANAGEMENT

RIA

CRD#: 323736

Denver, CO

Current

July 15, 2025 - Present

ROBINHOOD FINANCIAL, LLC

Office #1: 500 Colonial Center Pky Suite 100, Lake Mary, FL 32746

CRD#: 165998

Lake Mary, FL

Past

October 20, 2023 - June 17, 2025

INTERACTIVE BROKERS LLC

CRD#: 36418

CHICAGO, IL

Past

March 20, 2023 - June 9, 2023

MORGAN STANLEY

CRD#: 149777

Alpharetta, GA

Past

August 26, 2016 - June 9, 2023

E*TRADE SECURITIES LLC

CRD#: 29106

Alpharetta, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROBINHOOD ASSET MANAGEMENT

RAM | ROBINHOOD STRATEGIES | ROBINHOOD ASSET MANAGEMENT, LLC | ROBINHOOD ASSET MANAGEMENT

CRD#: 323736 / SEC#: 801-127371

RIA

Registered Investment Advisory firm - (1/14/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(7/15/2025)

Alaska
(7/15/2025)

Arizona
(7/15/2025)

Arkansas
(7/15/2025)

California
(7/15/2025)

IAR

California
(5/11/2026)

Colorado
(7/15/2025)

Connecticut
(7/15/2025)

Delaware
(7/15/2025)

District of Columbia
(7/15/2025)

Florida
(7/15/2025)

Georgia
(7/15/2025)

Hawaii
(7/15/2025)

Idaho
(7/15/2025)

Illinois
(7/15/2025)

IAR

Illinois
(5/11/2026)

Indiana
(7/15/2025)

Iowa
(7/15/2025)

Kansas
(7/15/2025)

Kentucky
(7/15/2025)

Louisiana
(7/15/2025)

Maine
(7/15/2025)

Maryland
(7/15/2025)

Massachusetts
(7/15/2025)

Michigan
(7/15/2025)

Minnesota
(7/15/2025)

Mississippi
(7/15/2025)

Missouri
(7/15/2025)

Montana
(7/15/2025)

Nebraska
(7/15/2025)

Nevada
(7/15/2025)

New Hampshire
(7/15/2025)

New Jersey
(7/15/2025)

New Mexico
(7/15/2025)

New York
(7/15/2025)

North Carolina
(7/15/2025)

North Dakota
(7/15/2025)

Ohio
(7/16/2025)

Oklahoma
(7/15/2025)

Oregon
(7/15/2025)

Pennsylvania
(7/15/2025)

Puerto Rico
(7/15/2025)

Rhode Island
(7/15/2025)

South Carolina
(7/15/2025)

South Dakota
(7/15/2025)

Tennessee
(7/15/2025)

Texas
(7/15/2025)

Utah
(7/15/2025)

Vermont
(7/15/2025)

Virgin Islands
(7/15/2025)

Virginia
(7/15/2025)

Washington
(7/15/2025)

West Virginia
(7/15/2025)

Wisconsin
(7/15/2025)

Wyoming
(7/15/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/4/2026

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/6/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 10/31/2025

National Commodity Futures Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/26/2016

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 7/8/2021

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 4/17/2021

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

ROBINHOOD ASSET MANAGEMENT

RAM | ROBINHOOD STRATEGIES | ROBINHOOD ASSET MANAGEMENT, LLC | ROBINHOOD ASSET MANAGEMENT

CRD#: 323736 / SEC#: 801-127371

RIA

Registered Investment Advisory firm - (1/14/2025 Approved)

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Contact information

Main Address

85 Willow Road, Menlo Park, CA 94025

Mailing Address

Phone number

650-940-2700 EXT 31450

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RAM FORM ADV PART 2A CLIENT BROCHURE (11/7/2025)

Regulatory assets under management

Total Number of Accounts	81,015
AUM (Assets Under Management)	$ 158,695,275

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
06/25/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James M. Crawley

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Michael Crawley's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROBINHOOD FINANCIAL, LLC

INTERACTIVE BROKERS LLC

MORGAN STANLEY

E*TRADE SECURITIES LLC

Primary Firm SEC Registration

ROBINHOOD ASSET MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 5/4/2026

Series 63

Date: 9/6/2016

Series 3

Date: 10/31/2025

SIE

Date: 10/1/2018

Series 7

Date: 8/26/2016

Series 10

Date: 7/8/2021

Series 9

Date: 4/17/2021

FINRA

Current Firm

ROBINHOOD ASSET MANAGEMENT

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ROBINHOOD ASSET MANAGEMENT

TRUST BUT VERIFY

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