Patrick W. Kalish

CONTINUUM WEALTH ADVISORS

Saratoga Springs, NY 12866

Some features on this profile are disabled

CRD#: 6686103

Professional summary

Patrick William Kalish, CFP®, who also goes by Pat William Kalish, is a registered financial advisor currently at CONTINUUM WEALTH ADVISORS, LLC located in Saratoga Springs, New York.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Patrick has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Pat William Kalish

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

EMPLOYEE OF THE VANGUARD GROUP, INC. (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick William Kalish's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

February 4, 2025 - Present

CONTINUUM WEALTH ADVISORS, LLC

Office #1: 18 Division St. Suite 207b, Saratoga Springs, NY 12866

RIA

CRD#: 152895

Saratoga Springs, NY

Past

September 6, 2017 - December 31, 2024

VANGUARD ADVISERS, INC.

RIA

CRD#: 106715

MALVERN, PA

Past

August 12, 2016 - February 13, 2025

VANGUARD MARKETING CORPORATION

CRD#: 7452

MALVERN, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CONTINUUM WEALTH ADVISORS, LLC

CRD#: 152895 / SEC#: 801-71245

RIA

Registered Investment Advisory firm - (4/7/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(2/4/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/25/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/24/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/12/2016

General Securities Representative Examination

Current Firm

CONTINUUM WEALTH ADVISORS, LLC

CRD#: 152895 / SEC#: 801-71245

RIA

Registered Investment Advisory firm - (4/7/2010 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

18 Division St. Suite 207b, Saratoga Springs, NY 12866

Mailing Address

Phone number

(518) 583-4050

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CONTINUUM WEALTH ADVISORS FORM ADV PART 2A ("DISCLOSURE BROCHURE") AND PART 2B ("BROCHURE SUPPLEMENT") (2/13/2025)

Regulatory assets under management

Total Number of Accounts	807
AUM (Assets Under Management)	$ 254,267,440

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Donald Frost

ALLSTATE FINANCIAL SERVICES, LLC

Placentia, CA

Yasuyuki Goto

TRANSPACIFIC GROUP LLC

MIAMI, FL

Cara O'grady

EDWARD JONES

ST. LOUIS, MO

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Patrick W. Kalish

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick William Kalish's CRS (Customer Relationship Summary).

Certified licenses

Experience

VANGUARD ADVISERS, INC.

VANGUARD MARKETING CORPORATION

Primary Firm SEC Registration

CONTINUUM WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/25/2017

Series 63

Date: 8/24/2016

SIE

Date: 10/1/2018

Series 7

Date: 8/12/2016

Current Firm

CONTINUUM WEALTH ADVISORS, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CONTINUUM WEALTH ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors