RB
Richard M. Banks
VENTURI PRIVATE WEALTH
Austin, TX 78746
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CRD#: 6685610
RB
Professional summary
Richard Michael Banks is a registered financial advisor currently at VENTURI PRIVATE WEALTH located in Austin, Texas.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Richard has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Richard Michael Banks's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 6, 2016 - Present
VENTURI PRIVATE WEALTH
Office #1: 3600 N. Capital Of Texas Hwy. Building B, Suite 200, Austin, TX 78746RIA
CRD#: 169576
Austin, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VENTURI PRIVATE WEALTH
IRENE ADVISORS, LLC | VENTURI WEALTH MANAGEMENT, LLC | VENTURI PRIVATE WEALTH
CRD#: 169576 / SEC#: 801-78932
RIA
Registered Investment Advisory firm - (1/2/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(9/6/2016)
Exams
Current Firm
VENTURI PRIVATE WEALTH
IRENE ADVISORS, LLC | VENTURI WEALTH MANAGEMENT, LLC | VENTURI PRIVATE WEALTH
CRD#: 169576 / SEC#: 801-78932
RIA
Registered Investment Advisory firm - (1/2/2014 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3600 N. Capital Of Texas Hwy. Building B, Suite 200, Austin, TX 78746
Mailing Address
Phone number
(512) 220-2035
Established
Firm type
Fiscal year end
# of Employees
36
SEC notice filing (12 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,488 |
| AUM (Assets Under Management) | $ 3,178,913,424 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/26/2025 | ||
| 02/03/2025 |
Red Flags
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