Jason J. Kane

KANE COMPANY WEALTH MANAGEMENT

JOHNSTON, IA 50131-8005

CRD#: 6685445

Some features on this profile are disabled

Professional summary

Jason James Kane, CFP®, who also goes by Jason Kane, is a registered financial advisor currently at KANE COMPANY WEALTH MANAGEMENT, INC. located in Johnston, Iowa.

Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Jason has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jason Kane

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason James Kane's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

March 22, 2021 - Present

KANE COMPANY WEALTH MANAGEMENT, INC.

Office #1: 8831 Thomas Avenue Suite 200, Johnston, IA 50131-8005

RIA

CRD#: 115756

JOHNSTON, IA

Past

April 17, 2017 - March 23, 2021

CREATIVE PLANNING

RIA

CRD#: 105348

OVERLAND PARK, KS

Past

January 17, 2017 - March 13, 2017

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

OVERLAND PARK, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KANE COMPANY WEALTH MANAGEMENT, INC.

KANE COMPANY WEALTH MANAGEMENT PC | KANE COMPANY, P.C. | KANE COMPANY WEALTH MANAGEMENT, INC.

CRD#: 115756 / SEC#: 801-117373

RIA

Registered Investment Advisory firm - (9/24/2019 Approved)

Iowa

Registered Investment Advisory firm - (9/25/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(3/22/2021)

IAR

Texas
(4/13/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/25/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 3/13/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/17/2017

General Securities Representative Examination

Current Firm

KANE COMPANY WEALTH MANAGEMENT, INC.

KANE COMPANY WEALTH MANAGEMENT PC | KANE COMPANY, P.C. | KANE COMPANY WEALTH MANAGEMENT, INC.

CRD#: 115756 / SEC#: 801-117373

RIA

Registered Investment Advisory firm - (9/24/2019 Approved)

Iowa

Registered Investment Advisory firm - (9/25/2019 Terminated)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

8831 Thomas Avenue Suite 200, Johnston, IA 50131-8005

Mailing Address

Phone number

(515) 270-2727

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (1/20/2026)

Regulatory assets under management

Total Number of Accounts	717
AUM (Assets Under Management)	$ 284,748,782

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Rajpreet Sangha

PRINCIPAL SECURITIES, INC.

IAR

Tracy, CA

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jason J. Kane

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason James Kane's CRS (Customer Relationship Summary).

Certified licenses

Experience

KANE COMPANY WEALTH MANAGEMENT, INC.

CREATIVE PLANNING

COMMONWEALTH FINANCIAL NETWORK

Primary Firm SEC Registration

KANE COMPANY WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/25/2017

SIE

Date: 3/13/2017

Series 7

Date: 1/17/2017

Current Firm

KANE COMPANY WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KANE COMPANY WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

Similar Advisors