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LS

Laurey L. Shintani

Some features on this profile are disabled
CRD#: 6685297
LS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Laurey Leiko Shintani, who also goes by Laurey Hiu, Laurey Leiko Shintani, Laurey Shintani, Laurey Smith, was a registered financial professional .

Laurey is a previously registered financial professional and started their career in finance in 2017. Laurey had worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Laurey Hiu | Laurey Leiko Shintani | Laurey Shintani | Laurey Smith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Financial Planning Hawaii; DBA; Investment Related; 677 Ala Moana Blvd, Ste 605, Honolulu, HI 96813; Financial Planner/paraplanner; Flat fee financial planning; Start date 2/1/2022; hours varies per/mo; hours during trading varies. (2) J.W. Cole Financial, Inc./J.W. Cole Advisors, Inc.; RR/IAR; Honolulu, HI; January 2022; hours, including during trading, varies per month.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 21, 2022 - March 6, 2024

FINANCIAL PLANNING HAWAII, INC.

RIA
CRD#: 153930
HONOLULU, HI
Past

January 5, 2022 - October 4, 2023

J. W. COLE ADVISORS, INC.

RIA
CRD#: 112294
Honolulu, HI
Past

January 5, 2022 - October 4, 2023

J.W. COLE FINANCIAL, INC.

BD
CRD#: 124583
HONOLULU, HI
Past

April 29, 2021 - January 11, 2022

PARK AVENUE SECURITIES LLC

RIA
CRD#: 46173
HONOLULU, HI
Past

April 7, 2021 - January 11, 2022

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
HONOLULU, HI
Past

November 19, 2020 - January 20, 2021

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
Honolulu, HI
Past

November 19, 2020 - January 20, 2021

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
HONOLULU, HI
Past

September 9, 2019 - April 3, 2020

THRIVENT INVESTMENT MANAGEMENT INC.

RIA
CRD#: 18387
SCOTTSDALE, AZ
Past

February 23, 2017 - April 3, 2020

THRIVENT INVESTMENT MANAGEMENT INC.

BD
CRD#: 18387
SCOTTSDALE, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/6/2019
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/23/2017
General Securities Representative Examination

Current Firm

FP
FINANCIAL PLANNING HAWAII, INC.
FEE-ONLY PLANNING HAWAII | FINANCIAL PLANNING HAWAII, INC.

CRD#: 153930 / SEC#:

Hawaii
Registered Investment Advisory firm - (7/14/2010 Approved)
Pennsylvania
Registered Investment Advisory firm - (5/30/2024 Approved)
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Contact information

Main Address
677 Ala Moana Blvd. Suite 605, Honolulu, HI 96813
Mailing Address
Phone number
(808) 564-0654
Established
Firm type
Fiscal year end
# of Employees
3

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts336
AUM (Assets Under Management)$ 205,408,719

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FINANCIAL PLANNING HAWAII, INC.

CRD#: 153930

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