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LS

Laurey L. Shintani

FINANCIAL PLANNING HAWAII
Honolulu, HI 96813
Some features on this profile are disabled
CRD#: 6685297
LS

Professional summary

Laurey Leiko Shintani, who also goes by Laurey Hiu, Laurey Leiko Shintani, Laurey Shintani, Laurey Smith, is a registered financial advisor currently at FINANCIAL PLANNING HAWAII, INC. located in Honolulu, Hawaii.

Laurey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Laurey has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Laurey Hiu | Laurey Leiko Shintani | Laurey Shintani | Laurey Smith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Laurey Leiko Shintani's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 24, 2026 - Present

FINANCIAL PLANNING HAWAII, INC.

Office #1: 677 Ala Moana Blvd. Suite 605, Honolulu, HI 96813
RIA
CRD#: 153930
Honolulu, HI
Past

January 21, 2022 - March 6, 2024

FINANCIAL PLANNING HAWAII, INC.

RIA
CRD#: 153930
HONOLULU, HI
Past

January 5, 2022 - October 4, 2023

J. W. COLE ADVISORS, INC.

RIA
CRD#: 112294
Honolulu, HI
Past

January 5, 2022 - October 4, 2023

J.W. COLE FINANCIAL, INC.

BD
CRD#: 124583
HONOLULU, HI
Past

April 29, 2021 - January 11, 2022

PARK AVENUE SECURITIES LLC

RIA
CRD#: 46173
HONOLULU, HI
Past

April 7, 2021 - January 11, 2022

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
HONOLULU, HI
Past

November 19, 2020 - January 20, 2021

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
Honolulu, HI
Past

November 19, 2020 - January 20, 2021

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
HONOLULU, HI
Past

September 9, 2019 - April 3, 2020

THRIVENT INVESTMENT MANAGEMENT INC.

RIA
CRD#: 18387
SCOTTSDALE, AZ
Past

February 23, 2017 - April 3, 2020

THRIVENT INVESTMENT MANAGEMENT INC.

BD
CRD#: 18387
SCOTTSDALE, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FP
FINANCIAL PLANNING HAWAII, INC.
FEE-ONLY PLANNING HAWAII | FINANCIAL PLANNING HAWAII, INC.

CRD#: 153930 / SEC#: 801-135122

RIA
Registered Investment Advisory firm - (2/6/2026 Approved)
Hawaii
Registered Investment Advisory firm - (2/16/2026 Termination Requested)
Pennsylvania
Registered Investment Advisory firm - (2/17/2026 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Hawaii
(2/24/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/6/2019
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/23/2017
General Securities Representative Examination

Current Firm

FP
FINANCIAL PLANNING HAWAII, INC.
FEE-ONLY PLANNING HAWAII | FINANCIAL PLANNING HAWAII, INC.

CRD#: 153930 / SEC#: 801-135122

RIA
Registered Investment Advisory firm - (2/6/2026 Approved)
Hawaii
Registered Investment Advisory firm - (2/16/2026 Termination Requested)
Pennsylvania
Registered Investment Advisory firm - (2/17/2026 Terminated)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
677 Ala Moana Blvd. Suite 605, Honolulu, HI 96813
Mailing Address
Phone number
(808) 564-0654
Established
Firm type
Fiscal year end
# of Employees
5

SEC notice filing (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2 (2/17/2026)

Regulatory assets under management

Total Number of Accounts701
AUM (Assets Under Management)$ 382,363,817

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FINANCIAL PLANNING HAWAII, INC.

CRD#: 153930Honolulu, HI 96813

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