Chris D. Solomon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Chris Dale Solomon, CFP®, who also goes by Chris Solomon, Christopher Dale Solomon, Christopher Dale Anders Solomon, Christopher Solomon, was a registered financial professional .
Chris is a previously registered financial professional and started their career in finance in 2016. Chris had worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 18, 2021 - September 13, 2023
FIDELITY PERSONAL AND WORKPLACE ADVISORS
November 15, 2021 - September 11, 2023
FIDELITY BROKERAGE SERVICES LLC
April 19, 2021 - September 22, 2021
BALANCE NETWORK FINANCIAL SERVICES LLC
October 1, 2020 - December 31, 2020
ALLSTATE FINANCIAL ADVISORS, LLC
September 30, 2020 - December 31, 2020
ALLSTATE FINANCIAL SERVICES, LLC
March 6, 2020 - August 5, 2020
LPL FINANCIAL LLC
March 6, 2020 - August 5, 2020
LPL FINANCIAL LLC
April 26, 2019 - February 20, 2020
MORGAN STANLEY
April 9, 2019 - February 20, 2020
MORGAN STANLEY
September 22, 2016 - October 23, 2018
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
