JL
John P. Lesnik
MUTIMA CAPITAL MANAGEMENT LLC
New York, NY 10018
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CRD#: 6685197
JL
Professional summary
John P Lesnik is a registered financial advisor currently at MUTIMA CAPITAL MANAGEMENT LLC located in New York, New York.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. John has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view John P Lesnik's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 19, 2021 - Present
MUTIMA CAPITAL MANAGEMENT LLC
Office #1: 483 10th Avenue, Suite 420, New York, NY 10018RIA
CRD#: 284629
New York, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MC
MUTIMA CAPITAL MANAGEMENT LLC
MUTIMA CAPITAL MANAGEMENT LLC
CRD#: 284629 / SEC#: 801-108156
RIA
Registered Investment Advisory firm - (7/25/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(7/19/2021)
Exams
Current Firm
MC
MUTIMA CAPITAL MANAGEMENT LLC
MUTIMA CAPITAL MANAGEMENT LLC
CRD#: 284629 / SEC#: 801-108156
RIA
Registered Investment Advisory firm - (7/25/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
483 10th Avenue, Suite 420, New York, NY 10018
Mailing Address
Phone number
(212) 967-1222
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6 |
| AUM (Assets Under Management) | $ 170,624,247 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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