James F. Pieper

BELMONT PRIVATE WEALTH

ST. CHARLES, MO

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CRD#: 6684905

Professional summary

James F Pieper, who also goes by James Pieper, is a registered financial advisor currently at BELMONT PRIVATE WEALTH located in St. Charles, Missouri.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. James has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James Pieper

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James F Pieper's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 28, 2024 - Present

BELMONT PRIVATE WEALTH

RIA

CRD#: 331436

ST. CHARLES, MO

Past

January 4, 2022 - August 8, 2024

KRILOGY

RIA

CRD#: 149046

St. Louis, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BELMONT PRIVATE WEALTH

CRD#: 331436 / SEC#: 801-130561

RIA

Registered Investment Advisory firm - (6/27/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(6/28/2024)

IAR

North Carolina
(6/28/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/17/2021

Uniform Investment Adviser Law Examination

Current Firm

BELMONT PRIVATE WEALTH

CRD#: 331436 / SEC#: 801-130561

RIA

Registered Investment Advisory firm - (6/27/2024 Approved)

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Contact information

Main Address

St. Charles, MO

Mailing Address

Phone number

(314) 566-9887

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/7/2025)

Regulatory assets under management

Total Number of Accounts	137
AUM (Assets Under Management)	$ 140,075,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James F. Pieper

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James F Pieper's CRS (Customer Relationship Summary).

Certified licenses

Experience

BELMONT PRIVATE WEALTH

KRILOGY

Primary Firm SEC Registration

BELMONT PRIVATE WEALTH

State Registrations and Notice Filings

Exams

Series 65

Date: 12/17/2021

Current Firm

BELMONT PRIVATE WEALTH

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BELMONT PRIVATE WEALTH

TRUST BUT VERIFY

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