Amanda J. Astolfi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Amanda Jeanne Astolfi was a registered financial professional .
Amanda is a previously registered financial professional and started their career in finance in 2016. Amanda had worked at 10 firms and has passed the SIE and Series 99 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 11, 2018 - July 30, 2020
CASTLEOAK SECURITIES, LP
May 10, 2018 - May 27, 2020
CFWP SECURITIES, LLC
May 10, 2018 - July 30, 2020
SUNRISE BROKERS LLC
May 10, 2018 - July 30, 2020
MINT BROKERS
May 10, 2018 - July 30, 2020
FMX EXECUTION, LLC
May 10, 2018 - July 30, 2020
CF SECURED, LLC
May 10, 2018 - July 30, 2020
AQUA SECURITIES L.P.
August 30, 2017 - July 30, 2020
GFI SECURITIES LLC
August 30, 2017 - July 30, 2020
BGC FINANCIAL, L.P.
December 16, 2016 - July 30, 2020
CANTOR FITZGERALD & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CASTLEOAK SECURITIES, LP
CRD#: 125334 / SEC#: , 8-65786
Contact information
FINRA licenses (50 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JONES, DAVID RODERICK | CHIEF EXECUTIVE OFFICER | 2389684 |
| CASTLEOAK MANAGEMENT, LLC | GENERAL PARTNER | |
| GOMEZ, LUIS J | FINOP AND PRINCIPAL FINANCIAL OFFICER | 4974439 |
| IPPOLITO, PHILIP | CHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER | 1072137 |
| SKINNER, JEFFREY THOMAS | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 4078336 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
