DH
Derek M. Hoff
HOFF PRIVATE WEALTH
Wausau, WI 54401
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CRD#: 6684668
DH
Professional summary
Derek Mitchell Taylor Hoff, who also goes by D-hoff Hoff, Derek M T Hoff, is a registered financial advisor currently at HOFF PRIVATE WEALTH located in Wausau, Wisconsin.
Derek is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Derek has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
D-Hoff Hoff | Derek M T Hoff
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Derek Mitchell Taylor Hoff is a licensed insurance agent. From time to time, he will offer clients advice or products from those activities. Clients should be aware that these services pay a commission or other compensation and involve a conflict of interest, as commissionable products conflict with the fiduciary duties of a registered investment adviser. Hoff Brothers, LLC always acts in the best interest of the client; including the sale of commissionable products to advisory clients. Clients always have the right to decide whether or not to utilize the services of any Hoff Brothers, LLC representative in such individual's outside capacities.
CRS (Client Relationship Summary) - RIA
Click below to view Derek Mitchell Taylor Hoff's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 21, 2019 - Present
HOFF PRIVATE WEALTH
Office #1: 208 Rainbow Ln, Wausau, WI 54401RIA
CRD#: 301001
Wausau, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HP
HOFF PRIVATE WEALTH
HOFF BROTHERS, LLC | HOFF PRIVATE WEALTH
CRD#: 301001 / SEC#: 801-129458
RIA
Registered Investment Advisory firm - (2/27/2024 Approved)Texas
Registered Investment Advisory firm - (2/13/2020 Terminated)Wisconsin
Registered Investment Advisory firm - (2/28/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Wisconsin(5/21/2019)
Current Firm
HP
HOFF PRIVATE WEALTH
HOFF BROTHERS, LLC | HOFF PRIVATE WEALTH
CRD#: 301001 / SEC#: 801-129458
RIA
Registered Investment Advisory firm - (2/27/2024 Approved)Texas
Registered Investment Advisory firm - (2/13/2020 Terminated)Wisconsin
Registered Investment Advisory firm - (2/28/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
505 S 24th Ave Suite 102, Wausau, WI 54401
Mailing Address
Phone number
(715) 841-0405
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 526 |
| AUM (Assets Under Management) | $ 129,073,766 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HOFF PRIVATE WEALTH
CRD#: 301001Wausau, WI 54401TRUST BUT VERIFY
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