Matthew Bernocchi
CFP®Professional Summary
Matthew Bernocchi, CFP®, who also goes by Matt Bernocchi, is a registered financial advisor currently at SAX WEALTH ADVISORS, LLC located in Wayne, New Jersey. Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Matthew has worked at 2 firms and has passed the Series 65 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Retirement Planning
- Comprehensive Financial Planning
- Education Planning
- Socially Responsible Investing
- Debt Management
- Budgeting
- Investment Planning
Other Aliases
Matt Bernocchi
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OSAIC WEALTH, INC.
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MORGAN STANLEY
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
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OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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OSAIC WEALTH, INC.
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Credentials
Years of Experience
9 years in the financial services industry
Current & Past Employments
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OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
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Current Firm
SAX WEALTH ADVISORS, LLC | SMF FINANCIAL ADVISORS, LLC
Contact Information
Main Address
389 Interpace Parkway Suite 3, Parsippany, NJ 07054Phone Number
(973) 859-2199# of Employees
39SEC notice filing (35 States and Territories)
Registered to provide investment advisory services in 35 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
5,429AUM (Assets Under Management)
$3,596,080,962Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2025 | Cover Page | Report |
| 12/11/2024 | Cover Page | Report |
| 01/23/2024 | Cover Page | Report |
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OSAIC WEALTH, INC.
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
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Primary Firm SEC Registration
SAX WEALTH ADVISORS, LLC | SMF FINANCIAL ADVISORS, LLC
State Registrations and Notice Filings
(12/4/2024)
(9/18/2019)
(12/2/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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OSAIC WEALTH, INC.
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CRS (Client Relationship Summary) - RIA
Click below to view Matthew Bernocchi's CRS (Customer Relationship Summary).
Services Offered by Matthew
- Retirement Planning
- Comprehensive Financial Planning
- Education Planning
- Socially Responsible Investing
- Debt Management
- Budgeting
- Investment Planning
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC
