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XW

Xintong Wang

TREND TRADE SECURITIES LLC
PASADENA, CA 91105
Some features on this profile are disabled
CRD#: 6684420
XW

Professional summary

Xintong Wang, who also goes by Claire Wang, is a registered financial professional currently at TREND TRADE SECURITIES LLC located in Pasadena, California.

Xintong is registered as a RR (Registered Representative) and started their career in finance in 2025. Xintong has worked at 1 firm and has passed the Series 66, Series 79TO, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Claire Wang

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Xintong Wang's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 1, 2025 - Present

TREND TRADE SECURITIES LLC

Office #1: 157 S Fair Oaks Ave. Suite# 1018, Pasadena, CA 91105
BD
CRD#: 328756
PASADENA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/2/2025
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 9/20/2025
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 6/30/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 3/28/2024
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

TT
TREND TRADE SECURITIES LLC
TREND TRADE SECURITIES LLC

CRD#: 328756 / SEC#: , 8-71202

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
157 S Fair Oaks Ave. Suite# 1018, Pasadena, CA 91105
Mailing Address
157 S Fair Oaks Ave. Suite# 1018, Pasadena, CA 91105
Phone number
(626) 234-8866
Established
Nevada since 08/10/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TREND TRADE CAPITAL LLCPARENT COMPANY/SOLE MEMBER
ALEXANDER, CRAIG LEECEO/COO/FINOP2121901
MEGENITY, BRIAN MCDONALDCHIEF COMPLIANCE OFFICER2889637

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TREND TRADE SECURITIES LLC

CRD#: 328756Pasadena, CA 91105

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