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Xintong Wang

TREND TRADE SECURITIES
PASADENA, CA
·CRD# 6684420·2 years experience

Professional Summary

Xintong Wang, who also goes by Claire Wang, is a registered financial advisor currently at TREND TRADE SECURITIES LLC located in Pasadena, California. Xintong is registered as a RR (Registered Representative) and started their career in finance in 2025. Xintong has worked at 1 firm and has passed the Series 66, Series 79TO, Series 7TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Claire Wang

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

2 years in the financial services industry

Current & Past Employments

TREND TRADE SECURITIES LLC·CRD# 328756
BD
157 S Fair Oaks Ave. Suite# 1018, Pasadena, CA 91105
July 1, 2025 - Present

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Current Firm

TT
TREND TRADE SECURITIES LLC

TREND TRADE SECURITIES LLC

CRD#: 328756 / SEC#: 8-71202
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Contact Information

Main Address

157 S Fair Oaks Ave. Suite# 1018, Pasadena, CA 91105

Mailing Address

157 S Fair Oaks Ave. Suite# 1018, Pasadena, CA 91105

Phone Number

(626) 234-8866

Established

Nevada since 08/10/2023

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TREND TRADE CAPITAL LLCPARENT COMPANY/SOLE MEMBER—
ALEXANDER, CRAIG LEECEO/COO/FINOP2121901
MEGENITY, BRIAN MCDONALDCHIEF COMPLIANCE OFFICER2889637

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(5/13/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Sep 2025About the Series 66 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Sep 2025About the Series 79TO exam

Series 7TO — General Securities Representative Examination

Passed Jun 2025About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Mar 2024About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Xintong Wang's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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