AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
GS

Goran Soldo

ETC BROKERAGE SERVICES
Westlake, OH 44145
Some features on this profile are disabled
CRD#: 6684419
GS

Professional summary

Goran Soldo is a registered financial professional currently at ETC BROKERAGE SERVICES, LLC located in Westlake, Ohio.

Goran is registered as a RR (Registered Representative) and started their career in finance in 2017. Goran has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Goran Soldo's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 8, 2021 - Present

ETC BROKERAGE SERVICES, LLC

Office #1: 1 Equity Way, Westlake, OH 44145
BD
CRD#: 145276
Westlake, OH
Past

November 2, 2018 - May 13, 2020

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
MENTOR, OH
Past

May 11, 2018 - October 8, 2018

PRUCO SECURITIES, LLC.

RIA
CRD#: 5685
MAYFIELD HEIGHTS, OH
Past

January 18, 2018 - October 8, 2018

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
MAYFIELD HEIGHTS, OH
Past

September 21, 2017 - November 14, 2017

EDWARD JONES

BD
CRD#: 250
ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(7/8/2021)
RR
Alaska
(7/8/2021)
RR
Arizona
(7/8/2021)
RR
Arkansas
(7/8/2021)
RR
California
(7/8/2021)
RR
Colorado
(7/8/2021)
RR
Connecticut
(7/8/2021)
RR
Delaware
(7/8/2021)
RR
District of Columbia
(7/8/2021)
RR
Florida
(7/8/2021)
RR
Georgia
(7/8/2021)
RR
Hawaii
(7/8/2021)
RR
Idaho
(7/8/2021)
RR
Illinois
(7/8/2021)
RR
Indiana
(7/8/2021)
RR
Iowa
(7/8/2021)
RR
Kansas
(7/8/2021)
RR
Kentucky
(7/8/2021)
RR
Louisiana
(7/8/2021)
RR
Maine
(7/8/2021)
RR
Maryland
(7/8/2021)
RR
Massachusetts
(7/8/2021)
RR
Michigan
(7/8/2021)
RR
Minnesota
(7/8/2021)
RR
Mississippi
(7/8/2021)
RR
Missouri
(7/8/2021)
RR
Montana
(7/8/2021)
RR
Nebraska
(7/8/2021)
RR
Nevada
(7/8/2021)
RR
New Hampshire
(7/8/2021)
RR
New Jersey
(7/8/2021)
RR
New Mexico
(7/8/2021)
RR
New York
(7/8/2021)
RR
North Carolina
(7/8/2021)
RR
North Dakota
(7/8/2021)
RR
Ohio
(7/9/2021)
RR
Oklahoma
(7/8/2021)
RR
Oregon
(7/8/2021)
RR
Pennsylvania
(7/8/2021)
RR
Rhode Island
(7/8/2021)
RR
South Carolina
(7/8/2021)
RR
South Dakota
(7/8/2021)
RR
Tennessee
(7/8/2021)
RR
Texas
(7/8/2021)
RR
Utah
(7/8/2021)
RR
Vermont
(7/8/2021)
RR
Virginia
(7/8/2021)
RR
Washington
(7/8/2021)
RR
West Virginia
(7/8/2021)
RR
Wisconsin
(7/8/2021)
RR
Wyoming
(7/8/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 4/6/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/21/2017
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

EB
ETC BROKERAGE SERVICES, LLC
COLLECTIVE FINANCIAL SERVICES, LLC | ETC BROKERAGE SERVICES, LLC

CRD#: 145276 / SEC#: , 8-67719

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
5430 Lbj Freeway Suite 320, Dallas, TX 75240
Mailing Address
1 Equity Way, Westlake, OH 44145
Phone number
(877) 403-0369
Established
Connecticut since 05/23/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
DESICH, JEFFREY ALANVICE PRESIDENT2771522
DESICH, RICHARD ANTHONY JRVICE PRESIDENT2634014
AMACHER, CATHERINE COMBSCEO3168184
KOSINSKI, THOMAS JAMESFINOP6712417
MOORE, JONATHAN KIELPRESIDENT, COO2312492
STRICKLAND, JASON LEECHIEF COMPLIANCE OFFICER5013990
TRUKSHANIN, MIKHAILCFO, PFO7436256

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ETC BROKERAGE SERVICES, LLC

CRD#: 145276Westlake, OH 44145

TRUST BUT VERIFY

Monitor Goran Soldo

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

BK
Boris KagarlitskiyAdvisorCheck Check Mark
KEY INVESTMENT SERVICES LLC
IAR
RR
University Heights, OH
AC
Andrew CrockAdvisorCheck Check Mark
STRATEGIC ADVISERS LLC
IAR
RR
NORTH OLMSTED, OH
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics