Sergey V. Kovalev

SPIRIT OF AMERICA MANAGEMENT CORP

Lawrenceville, NJ 08648

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CRD#: 6684149

Professional summary

Sergey V Kovalev is a registered financial advisor currently at SPIRIT OF AMERICA MANAGEMENT CORP located in Lawrenceville, New Jersey and DAVID LERNER ASSOCIATES, INC. located in Lawrenceville, New Jersey.

Sergey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Sergey has worked at 2 firms and has passed the Series 66, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Investment Advisory Representative; Agent at Spirit of America Management Corporation, an affiliated company

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sergey V Kovalev's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 4, 2018 - Present

SPIRIT OF AMERICA MANAGEMENT CORP

Office #1: 134 Franklin Corner Rd Suite 200, Lawrenceville, NJ 08648

RIA

CRD#: 110023

Lawrenceville, NJ

Current

October 5, 2016 - Present

DAVID LERNER ASSOCIATES, INC.

Office #1: 134 Franklin Corner Road Suite 200, Lawrenceville, NJ 08648

CRD#: 5397

Lawrenceville, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SPIRIT OF AMERICA MANAGEMENT CORP

SOA PREMIER ASSETS | SPIRIT OF AMERICA MANAGEMENT CORP

CRD#: 110023 / SEC#: 801-54782

RIA

Registered Investment Advisory firm - (8/6/1997 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(7/29/2021)

Florida
(9/21/2018)

Nevada
(5/11/2018)

New Jersey
(11/7/2016)

IAR

New Jersey
(5/4/2018)

New Mexico
(6/7/2023)

New York
(11/22/2016)

Pennsylvania
(10/4/2021)

South Carolina
(4/21/2020)

Virginia
(4/17/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/3/2016

Uniform Combined State Law Examination

General Industry/Product Exam

Series 52TO

Date: 3/7/2025

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/5/2016

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 10/28/2024

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 10/1/2018

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

SPIRIT OF AMERICA MANAGEMENT CORP

SOA PREMIER ASSETS | SPIRIT OF AMERICA MANAGEMENT CORP

CRD#: 110023 / SEC#: 801-54782

RIA

Registered Investment Advisory firm - (8/6/1997 Approved)

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Contact information

Main Address

477 Jericho Turnpike, Syosset, NY 11791-9006

Mailing Address

Phone number

(516) 921-4200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SOA PREMIER ASSETS WRAP FEE PROGRAM BROCHURE (2/3/2025)

Regulatory assets under management

Total Number of Accounts	43
AUM (Assets Under Management)	$ 584,755,932

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Sergey V. Kovalev

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sergey V Kovalev's CRS (Customer Relationship Summary).

Certified licenses

Experience

DAVID LERNER ASSOCIATES, INC.

Primary Firm SEC Registration

SPIRIT OF AMERICA MANAGEMENT CORP

State Registrations and Notice Filings

Exams

Series 66

Date: 11/3/2016

Series 52TO

Date: 3/7/2025

SIE

Date: 10/1/2018

Series 7

Date: 10/5/2016

Series 53

Date: 10/28/2024

Series 24

Date: 10/1/2018

FINRA

Current Firm

SPIRIT OF AMERICA MANAGEMENT CORP

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SPIRIT OF AMERICA MANAGEMENT CORP

TRUST BUT VERIFY

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