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Nikolay Todorov

CRD# 6683473·Registered 2016 - 2022
Previously Registered: Being a previously registered professional could mean that Nikolay is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Nikolay Todorov was a registered financial advisor. Nikolay was a previously registered financial professional and started their career in finance 2016 - 2022. Nikolay had worked at 2 firms and has passed the Series 63, SIE, Series 87 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

10 years in the financial services industry

Current & Past Employments

IRC SECURITIES LLC·CRD# 150022
BD
New York, NY
December 23, 2021 - September 13, 2022
LONGBOW SECURITIES, LLC·CRD# 135738
BD
Independence, OH
July 22, 2016 - December 10, 2021

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Current Firm

IS
IRC SECURITIES LLC

INVESTMENT RESEARCH CONSORTIUM SECURITIES LLC | IRC SECURITIES LLC

CRD#: 150022 / SEC#: 8-68208
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

420 Lexington Avenue Suite 300, New York, NY 10170

Mailing Address

420 Lexington Avenue Suite 300, New York, NY 10170

Phone Number

(646) 355-0940

Established

Delaware since 06/30/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (16 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
INVESTMENT RESEARCH CONSORTIUM100% OWNER—
COOPER, NANCY JOANFINANCIAL OPERATIONS PRINCIPAL4029120
O'DAY, BRIAN THOMASCEO/PRESIDENT/CCO1331173

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2016About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Oct 2016About the Series 87 exam

Series 7 — General Securities Representative Examination

Passed Jul 2016About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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