Joshua M. Dardick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joshua Miller Dardick, who also goes by Joshua Miller Dardirk, was a registered financial professional .
Joshua is a previously registered financial professional and started their career in finance in 2016. Joshua had worked at 2 firms and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 2017 - March 5, 2018
PETRIE PARTNERS SECURITIES, LLC
October 14, 2016 - January 13, 2017
FMI CAPITAL ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PETRIE PARTNERS SECURITIES, LLC
CRD#: 131783 / SEC#: , 8-66503
Contact information
FINRA licenses (5 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
