JL
Joseph M. Lococo
ARCATAUR CAPITAL MANAGEMENT LLC
Milwaukee, WI 53203
Some features on this profile are disabled
CRD#: 6683173
JL
Professional summary
Joseph Michael Lococo is a registered financial advisor currently at ARCATAUR CAPITAL MANAGEMENT LLC located in Milwaukee, Wisconsin.
Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Joseph has worked at 4 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) HIGH POINT CAPITAL GROUP POSITION: Investment Advisor NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 160 START DATE: 10/12/2020 ADDRESS: 1200 N. Mayfair Rd., Suite 300, Milwaukee WI 53226 DESCRIPTION: Provide investment advice/solutions to clients offering VA products to include Wealth Management, annuities, brokerage and mutual funds. As well as servicing same. 2) JOE LOCOCO POSITION: Representative/Broker NATURE: Individual/Sole Proprietor INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 10/12/2020 ADDRESS: 1200 N. Mayfair Rd., Suite 300, Milwaukee WI 53226 DESCRIPTION: Sales or fixed products through approved carriers as appropriate for clients. 3) JOSEPH LOCOCO POSITION: Notary Public NATURE: Individual INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/12/2020 ADDRESS: 1200 N. Mayfair Rd., Suite 300, Milwaukee WI 53226 DESCRIPTION: Notary Public -notarize documents 4) ST. MARY'S VISITATION PARISH POSITION: Chair of Finance Council NATURE: Roman Catholic Church and School INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/03/2019 ADDRESS: 1260 Church St, Elm Grove WI 53122 DESCRIPTION: Providing advice to the Parish Pastor on salary, budgetary and fund allocation decisions (by fund allocation I mean within the parish). I am not involved in the investment decisions for the Parish assets. 5) TVG ADVISORS POSITION: Advisor NATURE: Marketing name only INVESTMENT RELATED: Yes NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 25 START DATE: 04/06/2022 ADDRESS: 1200 N Mayfair Rd., STE 300, Milwaukee WI 53226 DESCRIPTION: Providing financial advice and management solutions for clients 6) GREEN KEEP LLC DBA REFITRUST POSITION: Owner/Agent NATURE: LLC Partnership INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 01/24/2025 ADDRESS: 1200 N MAYFAIR RD, STE 300, MILWAUKEE WI 53226-3288 DESCRIPTION: Acting as an agency for life insurance.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Michael Lococo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 16, 2025 - Present
ARCATAUR CAPITAL MANAGEMENT LLC
Office #1: 826 North Plankinton Avenue, Suite 300, Milwaukee, WI 53203RIA
CRD#: 124663
Milwaukee, WI
Past
September 1, 2023 - September 10, 2025
OSAIC WEALTH, INC.
RIA
CRD#: 23131
MILWAUKEE, WI
Past
September 1, 2023 - September 10, 2025
OSAIC WEALTH, INC.
BD
CRD#: 23131
MILWAUKEE, WI
Past
October 8, 2020 - September 1, 2023
OSAIC SERVICES, INC.
RIA
CRD#: 133763
MILWAUKEE, WI
Past
October 5, 2020 - September 1, 2023
OSAIC SERVICES, INC.
BD
CRD#: 133763
MILWAUKEE, WI
Past
August 22, 2016 - September 28, 2020
BROOKSTONE WEALTH ADVISORS, LLC
RIA
CRD#: 137658
Kenosha, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ARCATAUR CAPITAL MANAGEMENT LLC
ARCATAUR CAPITAL MANAGEMENT LLC
CRD#: 124663 / SEC#: 801-100352
RIA
Registered Investment Advisory firm - (6/15/2015 Approved)Illinois
Registered Investment Advisory firm - (6/15/2015 Terminated)Wisconsin
Registered Investment Advisory firm - (6/18/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Wisconsin(9/16/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/5/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
AC
ARCATAUR CAPITAL MANAGEMENT LLC
ARCATAUR CAPITAL MANAGEMENT LLC
CRD#: 124663 / SEC#: 801-100352
RIA
Registered Investment Advisory firm - (6/15/2015 Approved)Illinois
Registered Investment Advisory firm - (6/15/2015 Terminated)Wisconsin
Registered Investment Advisory firm - (6/18/2015 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
826 North Plankinton Avenue, Suite 300, Milwaukee, WI 53203
Mailing Address
Phone number
(414) 225-8200
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 708 |
| AUM (Assets Under Management) | $ 403,608,166 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ARCATAUR CAPITAL MANAGEMENT LLC
CRD#: 124663Milwaukee, WI 53203TRUST BUT VERIFY
Monitor Joseph Lococo
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
