JF
Joshua C. Fain
AMERITY WEALTH MANAGEMENT
Lady Lake, FL 33813
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CRD#: 6682604
JF
Professional summary
Joshua Craig Fain, who also goes by Joshua Fain, is a registered financial advisor currently at AMERITY WEALTH MANAGEMENT, LLC located in Lady Lake, Florida.
Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Joshua has worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joshua Fain
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I am an independent insurance agent in the State of Florida; I spend approximately 50% of my time on this work, including during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Joshua Craig Fain's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 20, 2022 - Present
AMERITY WEALTH MANAGEMENT, LLC
Office #1: 510 Cr 466 Suite 207, Lady Lake, FL 33813Office #2: 4740 Cleveland Heights Boulevard, Suite 5, Lakeland, FL 33813RIA
CRD#: 322265
Lady Lake, FL
Past
February 14, 2018 - December 21, 2023
BEACON GLOBAL ADVISOR NETWORK, LLC
RIA
CRD#: 288833
Lakeland, FL
Past
March 8, 2017 - May 17, 2018
CLARAPHI ADVISORY NETWORK, LLC
RIA
CRD#: 165868
Lakeland, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AMERITY WEALTH MANAGEMENT, LLC
ALEXANDER PETER US LLC | STADLER RETIRE | AMERITY WEALTH MANAGEMENT, LLC | ALEXANDER PETER WEALTH MANAGEMENT US
CRD#: 322265 / SEC#: 801-127745
RIA
Registered Investment Advisory firm - (8/15/2023 Approved)Florida
Registered Investment Advisory firm - (10/25/2023 Terminated)Georgia
Registered Investment Advisory firm - (11/1/2023 Terminated)North Carolina
Registered Investment Advisory firm - (10/26/2023 Terminated)Tennessee
Registered Investment Advisory firm - (10/25/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(1/3/2023)
Current Firm
AW
AMERITY WEALTH MANAGEMENT, LLC
ALEXANDER PETER US LLC | STADLER RETIRE | AMERITY WEALTH MANAGEMENT, LLC | ALEXANDER PETER WEALTH MANAGEMENT US
CRD#: 322265 / SEC#: 801-127745
RIA
Registered Investment Advisory firm - (8/15/2023 Approved)Florida
Registered Investment Advisory firm - (10/25/2023 Terminated)Georgia
Registered Investment Advisory firm - (11/1/2023 Terminated)North Carolina
Registered Investment Advisory firm - (10/26/2023 Terminated)Tennessee
Registered Investment Advisory firm - (10/25/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4740 Cleveland Heights Boulevard, Suite 5, Lakeland, FL 33813
Mailing Address
Phone number
(863) 683-1750
Established
Firm type
Fiscal year end
# of Employees
17
SEC notice filing (20 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,138 |
| AUM (Assets Under Management) | $ 277,340,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
